- Wells Fargo (Charlotte, NC)
- …direct support of branches and their responsibilities for remote compliance supervision of Private Client Group (PCG) and Wealth Brokerage Services, (WBS) ... support + Identify issues and provide resolution within Insurance or Private Client Groups + Perform basic or tactical ongoing regulatory, compliance and… more
- Huntington National Bank (Columbus, OH)
- …loan set up of the commercial loans received from Commercial and Industrial, Commercial Real Estate, Private Client Group , Private Equity Group , Auto ... Finance, Asset Based Lending and Special Assets. + This includes boarding of loans to the AFS system through the upfront systems of Velocity and CLOS. + Additionally, the colleague must be able to read and interpret complex legal documentation. + Ability to… more
- Raymond James Financial, Inc. (Seattle, WA)
- …and operations and administration. RJA employs approximately 3,200 financial advisors through its private client group under RJA's eponymous "Raymond James & ... National Futures Association, and the NYSE. RJA's services include private clients, institutional equity and fixed-income institutional sales, investment banking,… more
- Citigroup (New York, NY)
- …(or equivalent experience) + Licenses: Series 7, 66 (or 63/65) preferred. **Job Family Group :** Private Client Product Services **Job Family:** IF Lending ... segments including Citi Private Bank, Wealth at Work, Citi Private Client and Citigold as part of their wider Citi relationship. Our Lending Advisors… more
- Wells Fargo (Washington, DC)
- …Growth Director will work closely with Financial Advisors and Channel Leadership across the Private Client Group and FiNet channels to drive product and ... sales environments, with a deep understanding of advisor business models, client needs, and full balance sheet strategies including investment, lending, and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …ideas and insights to support the strategy formation process. + Collaborates with private client group management to identify and implement solutions. ... standards and regulatory developments to promote operational compatibility, efficiency, and client benefit. + Provide executive oversight and strategic direction for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …key data, client and meeting analytics projects, working alongside many ICD and Private Client Group (PCG) leaders who are passionate about building ... strong relationships and delivering exceptional service to our advisors. They will also participate in key department meetings, develop strategy updates and dashboards, and help create field tools and advisor snapshots that will be piloted and delivered… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across the country + Detailed ... and timely manner + Provide guidance and mentoring to less-experienced peer group members **Knowledge, Skills, and Abilities** **Advanced knowledge of:** + Concepts,… more
- AIG (New York, NY)
- …Non-Physical Cyber and Treaty Reinsurance. Syndicate 2019 reinsures premium written by AIG's Private Client Group , covering Homeowners, Auto, General Specie ... Reimagining insurance to make a bigger difference to the world American International Group , Inc. (AIG) is a global leader in commercial and personal insurance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business needs. **Department Overview** Branch Third-Party Suppliers Solutions serves and consults Private Client Group advisors with Raymond James ... problems, supporting corporate initiatives. + Cross-collaborates with compliance peer group , when necessary. + Prepares presentations, management reports, documents… more