- Raymond James Financial, Inc. (St. Petersburg, FL)
- …transition into a full-time role at Raymond James after graduation. **Department Overview** The Private Client Group is the largest segment within Raymond ... a variety of tasks relating to the collection and processing of various client account statements used to support our FA retention program. **Job Summary** Under… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and mutual success. We are looking for a Manager, HR Business Partner to support our Private Client Group (PCG). In this role, you'll be a trusted HR ... HR Centers of Expertise (COEs) on the delivery of talent solutions, ensuring client needs are tailored and actionable within the business context. KSA: + Applies… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across the country + Detailed ... and timely manner + Provide guidance and mentoring to less-experienced peer group members **Knowledge, Skills, and Abilities** **Advanced knowledge of:** + Concepts,… more
- Citigroup (New York, NY)
- …preferred **Education:** + Bachelor's/University degree, Master's degree preferred **Job Family Group :** Private Client Product Services **Job Family:** ... client segments including Citi Private Bank, Wealth at Work, Citi Private Client and Citigold as part of their wider Citi relationship. The Global Head of… more
- Citigroup (New York, NY)
- …the S7) **Education:** + Bachelor's/University degree or equivalent experience **Job Family Group :** Private Client Product Services **Job Family:** ... at Citi (CPB) is part of the Institutional Clients Group and offers a wide range of products and...prospecting code of conduct, which (1) permits acquiring new private client accounts only by referral or… more
- Raymond James Financial, Inc. (New York, NY)
- …Responsibilities** + Executes the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across the country. + ... Provides detailed documentation of testing in branch exam system and related work papers. + Ensures prescribed sample methodologies are used and resulting sample sizes provide an adequate reflection of the activity being tested. + Uses professional judgement… more
- Raymond James Financial, Inc. (Jersey City, NJ)
- …Finance & Business Management, Corporate & Institutional Development, Wealth Management, Private Client Group Technology Education, Risk/Legal/Compliance & ... Supervision, Software Quality Management, and Service Delivery and Support. Under general supervision, interns: + Utilize skills gained through training and experience to assist with specific projects within an assigned functional area for a specified period… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …The AdvisorChoice Consulting department is the growth engine of the Raymond James Private Client Group and responsible for recruiting successful financial ... advisors to all divisions at the firm. This takes a detailed and coordinated effort between internal departments as well as external partners in order to be successful. In an extremely competitive environment, we need to continually improve our offering to… more
- Raymond James Financial, Inc. (Southfield, MI)
- …ideas and insights to support the strategy formation process. + Collaborates with private client group management to identify and implement solutions. ... + Monitors regulatory compliance with internal and external groups including auditors, FINRA, IRS, SEC and others. **Knowledge Of:** + Company's working structure, policies, mission, and strategies. + Project management methodology sufficient to act in a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …domain such as Credit Risk, Treasury Risk and Market Risk across the various segments ( Private Client Group and Asset Management, Capital Markets, Bank and ... International Businesses) Reporting into Technology, this position serves as a key enabler of the enterprise's Risk **Stripe model** by delivering purpose-built technology and data infrastructure that supports cross-functional risk teams, including Treasury,… more