- PNC (Tysons Corner, VA)
- …valued and have an opportunity to contribute to the company's success. As a Senior Wealth Strategist within PNC Private Bank organization, you will be based in ... have strong Estate Planning, Financial Planning, cash flow modeling, and risk management (Insurance planning) - Experience in Corporate Transactional work (reading… more
- Citigroup (San Francisco, CA)
- … needs of ultra-high net worth clients in the US. **Responsibilities:** + Investment counselors joining Citi Private Bank will be distinguished and highly ... solutions. + Combine in depth knowledge of traditional and alternative investments with wealth planning and private banking services to optimize client service… more
- JPMorgan Chase (New York, NY)
- …+ Supporting the operational due diligence process for primarily alternative investment managers and collaborating with the Global Alternatives Investment ... up and disseminating operationally focused questionnaires across a range of investment strategies and products + Preparing for and participating in operational… more
- TD Bank (Mount Laurel, NJ)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...enterprise as appropriate. **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Analyst duties:**… more
- Citigroup (Fort Lauderdale, FL)
- …meeting Risk Acceptance Criteria + Full loan underwriting with appropriate risk return characteristics of Citi Private Bank's standard product range, ... ensuring appropriate compliance with Credit Policy and Risk Acceptance standards + Preparation of Credit Applications ensuring accuracy and completeness of data +… more
- BMO Financial Group (West Palm Beach, FL)
- …+ Produces client reports that demonstrate the value provided and assesses clients at- risk for retention. + Makes recommendations to senior leaders on strategy and ... issues. + Introduces subject matter experts to the client. + Shares wealth solutions expertise and product knowledge across regional team. + Develops solutions… more
- BMO Financial Group (Minneapolis, MN)
- …Produces client reports that demonstrate the value provided and assesses clients at- risk for retention. + Proactively identifies client needs and concerns to ... issues. + Introduces subject matter experts to the client. + Shares wealth solutions expertise and product knowledge across regional team. + Develops solutions… more
- NBT Bank (Williamsville, NY)
- …production consistent with individual or team goals. + 20% Monitors client investment performance versus risk tolerance and makes appropriate recommendations. + ... $58,500 - $520,000 Interviews and profiles customers/prospects to determine investment and insurance needs, recommends appropriate products/solutions with a focus… more
- Santander US (Boston, MA)
- …risk , compliance, operational risk or legal roles within a broker-dealer, private wealth , or trust environment. - Required. + Deep understanding of ... Wealth Management Risk Associate Country: United...office and senior management. **Certifications:** + Certified Fiduciary & Investment Risk Specialist (CFIRS) - Preferred. +… more
- KeyBank (Brooklyn, OH)
- …areas and their potential impact on the business **Key Responsibilities** + Oversee investment risk for third-party equity, fixed income, and liquid alternative ... fixed income, alternative funds, and managed solutions-offered by Key Private Bank. As part of the **KPB Wealth...a related field + 5+ years of experience in investment risk , compliance, or asset management +… more