- Banc of California (Santa Ana, CA)
- …WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank's risk based, annual SOX Compliance Program plan and other initiatives in compliance with ... perform all SOX-related activities in accordance with the SOX Compliance Program plan and methodology. Works with...in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right… more
- Coinbase (Charlotte, NC)
- … compliance , consumer and/or institutional operations * Proven experience as Compliance manager with In-depth knowledge of the industry's standards, ... impact *What we look for in you (ie. job requirements):* * 10+ years of AML or Financial Crime Compliance knowledge experience, with a focus on delivering… more
- Capital One (Richmond, VA)
- …a team culture that is adaptive, inclusive and customer focused + Coordinate with AML Program stakeholders and support functions to ensure program ... management experience + PROSCi Change Management Certification, Certified Regulatory Compliance Manager (CRCM) Certification, Association of Certified Anti-Money… more
- SMBC (Jersey City, NJ)
- …CFE-Certified Fraud Examiner, CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager -CRCM). Software Systems / Programming Languages + ... Testing manages the execution of SMBC's Americas Division FCC testing and monitoring program , with primary focus on BSA/ AML , Sanctions, Fraud and Anti-Bribery &… more
- Charles Schwab (Westlake, TX)
- …responsible for providing internal audit coverage for the CSC organization's Anti-Money Laundering ( AML ) program , including Bank Secrecy Act (BSA) and Office of ... team is seeking a Senior Auditor (Senior Specialist) responsible for Anti-Money Laundering ( AML ) and Fraud audits. The Bank Internal Audit team is focused on the… more
- Citigroup (Florence, KY)
- …forums for establishing vision and setting management strategy relating to the KYC Program + Lead AML KYC projects and transformation programs that improve ... The KYC Operations Senior Manager Director is a senior management-level position responsible...of a team or department to provide Anti-Money Laundering ( AML ) monitoring, governance, oversight, and regulatory reporting services in… more
- Citigroup (Tampa, FL)
- …is responsible globally for ensuring SMB meets the standards mandated by Corporate AML / Compliance and external regulators. Within the SMB KYC Ops Organization, ... **KYC Tech Business Analysis Group Manager - C14/SVP - Tampa/Jacksonville** The SMB Know...Solutions team is responsible for partnering with Operations, Business, Compliance and Technology in gathering, vetting, prioritizing and implementing… more
- Citigroup (New York, NY)
- …progress together. **Overview of the Role:** The Data Governance Foundation Sr. Group Manager is a senior level role managing a team responsible for facilitating all ... compensation, hiring, disciplinary actions and terminations and budget approval. + ** Program and Senior Management:** Oversee and drive the strategic execution of… more
- Insight Global (Charlotte, NC)
- …Financial Crimes and second line compliance partners to execute against company's AML program We are a company committed to creating diverse and inclusive ... Job Description * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud...expert in AML compliance * Partner with… more
- Regions Bank (Birmingham, AL)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...guidelines or processes + Oversees a monitoring and testing program to ensure effective compliance with all… more