- CIBC (Chicago, IL)
- …highly complex initiatives, to identify risk and control issues. Lead all Internal Audits, Compliance Exams, AML / CEEP, and GORM Reviews for the LOB regarding ... **Risk Subject Matter Expertise** - Understand and communicate requirements related to fraud, AML , compliance , data, and transaction processing risks. Be able to… more
- Huntington National Bank (Columbus, OH)
- …updates, and miscellaneous updates and reviews of confirms, pricing, relationship manager changes + Providing clients with access to specific trading functions ... for products (FX, IRD, COM) and OFAC Scans and Anti-Money Laundering ( AML ) Reporting and Control Tests + Understand International Swaps and Derivatives Association… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC packages and perform due diligence on new clients based on risk rating ... collect and evaluate the efficiency of all documentation required to adhere to both AML and regulatory requirements + Liaise with internal groups such as Legal, … more
- Justworks (New York, NY)
- …team and have the opportunity to help shape the company's approach to Fraud/ AML compliance and security; identify and revise issues/inquiries; review and enhance ... enjoy a welcoming and casual environment, great benefits, wellness program offerings, company retreats, and the ability to interact...analyze alerts and information from various systems that support AML and Fraud. + Identify new and emerging fraud… more
- US Bank (Los Angeles, CA)
- …and the ability to review and validate complex legal documentation. The manager ensures operational excellence, compliance , and a superior client experience ... + Strong knowledge of fiduciary law, trust accounting, investment products, and compliance ( AML /KYC, Beneficial Owner Rule). + Proven leadership, strategic… more
- Byline Bank (Chicago, IL)
- …to Accounts Payable, Information Security, Business Continuity/Disaster Recovery, Legal, Credit, Compliance , BSA/ AML , and Project Management teams. + Proactively ... support the effective administration of the Bank's Third-Party Risk (Vendor Management) Program and Policy. The Vendor Management Analyst is responsible for ensuring… more
- Bank of America (Scranton, PA)
- …to provide support to client facing teams and clients where needed to educate on compliance program , drive better quality of data defining the customer and their ... that reviews all of Bank of America's customers and transactions to ensure compliance with Bank of America's Economic Sanctions Program . SSCoE serves BAML's… more
- Banc of California (San Luis Obispo, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act ... due diligence items and legal documents required to ensure accurate closings and compliance with bank and regulatory requirements and procedures. + Identify any open… more
- Needham Bank (Needham, MA)
- …of branch staff and oversee all aspects of branch operations security and compliance in absence of Manager . Oversee the sales, service, operational efficiency, ... on a daily basis + Monitor branch activities for compliance with BSA and AML , reporting appropriate...needed + Oversee daily ATM settlement, safe deposit box program , where applicable; and daily distribution of daily tasks… more
- TD Bank (New York, NY)
- …This position also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive ... to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business (Accounting or… more