- City National Bank (Los Angeles, CA)
- …in a BSA role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional Qualifications* * ACAMS Certified ... * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT...compliance colleagues and business line management to conduct risk assessments in order to recommend enhancements to current… more
- Amentum (Linthicum, MD)
- …with clients about expectation and goals * Collaborate with Government Program Manager , leadership, Business Financial Managers, Contracting Officers, ... budget * Organize transition effort work with industry, leadership, Program Manager , and mission leaders **Requirements:** *...with COTS risk management tools (eg Active Risk Manager (ARM)); statistics; data collection; analysis;… more
- HSBC (Buffalo, NY)
- …and Resilience Risk , Data Resilience SVP Brand: HSBC Area of Interest: Risk and Compliance Location: Buffalo, NY, US, 14210 Work style: Hybrid Worker ... the scope of this role. The Data Resilience Senior Manager will serve as a specialist as part of...degree and/or professional certificate in related discipline + Data Risk Team Management experience preferred In compliance … more
- Grant Thornton (Charlotte, NC)
- …assist in addressing risk in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all with the resources, environment, and ... limited to co-sourced and outsourced internal audit, internal control assessments, enterprise risk management program assessments, tests of control design and… more
- American Express (Charlotte, NC)
- …role?** American Express is seeking a dynamic and detail-oriented Technology and/or Cybersecurity Compliance Manager to join the First Line of Defense (1LOD) ... principles.. **Key Responsibilities** **Regulatory interpretation & implementation:** + Execute compliance risk identification, assessment, and mitigation processes… more
- PNC (Strongsville, OH)
- … risk , assesses impact and makes recommendations on resolution. Reports and escalates risk and program compliance as appropriate. PNC Employees take pride ... enterprise-level risk management across technology, fraud, business continuity, and non- compliance functions. This role sits within the First Line of Defense… more
- BMO Financial Group (IL)
- The Senior Compliance Manager will assist in the implementation, maintenance, and administration of the Enterprise Compliance Program (ECP). This is an ... performs and support activities across various areas of the program such as risk assessments, monitoring and...activities that impacts the Bank's ability to manage regulatory compliance risk and implements appropriate actions to… more
- KeyBank (Brooklyn, OH)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Sr Compliance Manager is responsible for leading a team within a function, product or process which ensures ... and understands and complies with current regulation. The Sr Manager will sit in the second line of defense...role involves expertise in Anti-Money Laundering (AML) and sanctions compliance within the payments industry, complemented by a strong… more
- Fannie Mae (Washington, DC)
- …you will play a critical role in evaluating and managing the operational and compliance risk s associated with MF D elegation, Underwriting and Servicing (DUS) ... lenders and servicers including detailed operational performance reviews and compliance risk assessments. * Review and ev...* Review and ev aluate counterparties' adherence to and compliance with MF DUS Guide and Program … more
- CIBC (Chicago, IL)
- …initiatives, to identify risk and control issues. Lead all Internal Audits, Compliance Exams, AML/ CEEP, and GORM Reviews for the LOB regarding audit scope ... delivery processes and back office settlement/fulfillment processes. Extensive knowledge of risk management, audit & regulatory compliance principles, practices,… more