- TD Bank (Lake Mary, FL)
- …and approve client asset transfers in and out of the firm using proprietary firm systems. + Escalate violations and unresolved margin deficiencies to Margin ... offering investment banking services, equity and credit research, sales and trading , prime brokerage, global clearing, commission management services and actively… more
- Bank of America (Addison, TX)
- …support for the delivery of end-to-end support for Global Markets sales, trading and underwriting business for securities, foreign exchange, fixed income, exchange ... through the review of client documentation, vendor databases and data entered into proprietary systems to ensure all refresh requirements are met + Ensure all… more
- Principal Financial Group (Lake Elmo, MN)
- …with broker dealer. + Utilize industry technology, such as Salesforce CRM and proprietary product platforms to create, track, manage, and complete tasks related to ... Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may… more
- Option Care Health (Milwaukee, WI)
- …Act (HIPAA), state privacy laws and regulations, protection of the organization's proprietary data, employee data privacy as well as other relevant and emerging ... Participate in the implementation and ongoing compliance monitoring of all trading partner and business associate agreements, to ensure all privacy concerns,… more
- Principal Financial Group (Des Moines, IA)
- …Device Management - Microsoft Azure/Intune + Virtual Desktops + Principal Financial Group proprietary software **Who You Are** We are looking for someone with: + ... Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may… more
- Bank of America (Chicago, IL)
- …through the review of client documentation, vendor databases and data entered into proprietary systems to Ensure all refresh requirements are met + Ensure all ... settlements + Partners with Sales Associates, Traders, Research Analysts, trading counterparties, internal and external attorneys, administrative agent banks, and… more
- Bloomberg (New York, NY)
- The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and ... Extract data from a wide variety of data sources including Workday and proprietary Bloomberg systems + Research and understand key business drivers and develop data… more
- JPMorgan Chase (New York, NY)
- …Principal Software Engineer at JP Morgan Chase within the CIB Markets Spread Trading Technology line of business, you have proven experience building robust systems ... high-impact problems, delivering resilient, supportable software solutions across 150+ proprietary applications and numerous technologies. You will be involved in… more
- Mizuho Corporate Bank (New York, NY)
- …prevent, detect, monitor and report the loss or unauthorized dissemination of proprietary information from various vectors (physical, email, web, etc.) across MUSO. ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- Bank of America (Jacksonville, FL)
- …support for the delivery of end-to-end support for Global Markets sales, trading and underwriting business for securities, foreign exchange, fixed income, exchange ... through the review of client documentation, vendor databases and data entered into proprietary systems to ensure all refresh requirements are met + Ensure all… more