• Director, US Books and Records Compliance Program

    Raymond James Financial, Inc. (New York, NY)
    …including record retention methods and technologies + Laws and regulations governing financial services firms, with an emphasis on record retention requirements and ... industry best practices + Concepts and expectations of prudential regulators for businesses associated with a global, diversified Financial Holding Company +… more
    Raymond James Financial, Inc. (08/12/25)
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  • Credit Modeling Quantitative Analyst I (Hybrid…

    M&T Bank (Iselin, NJ)
    …models, loan prepayment and utilization models, deposit attrition models and financial instrument valuation methods. + Prepare, manage and analyze large customer ... and performance monitoring guidelines to serve as reference source. + Provide financial analysis and data support to other groups/departments across the Bank as… more
    M&T Bank (09/10/25)
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  • Senior Manager, Compliance Business Oversight (US)

    TD Bank (New York, NY)
    …and industry standards, as it applies to Banking, Securities, Insurance, Prudential , Finance, HR, etc. + Experience with coordination of processes involving ... Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in...banking experience or are just starting your career in financial services, we can help you realize your potential.… more
    TD Bank (08/28/25)
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  • Operational Risk Manager - Regulatory Mapping - 12…

    Bloomberg (New York, NY)
    …help address a variety of complex issues that come with being the world's leading financial news and information company. Our team is made of up of talented and ... compliance risks, and control adequacy-especially in investment banking and prudential regulations, and anti-money laundering domains. + Support the enterprise… more
    Bloomberg (08/27/25)
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  • Credit Model Quantitative Lead (Hybrid)

    M&T Bank (Baltimore, MD)
    …objectives. + Use Python, SAS and SQL to manipulate customer loan or financial data for statistical analysis and model development. + Employ common model ... (Supervision and Regulation Letters) 10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance/operational/model risk controls and… more
    M&T Bank (08/20/25)
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  • Assistant Corporate Funding Manager

    Truist (Charlotte, NC)
    …short-term cash flow process according to Regulation YY (Enhanced Prudential Standards), including forecasting, backtesting, and sensitivity analyses. Assist Head ... trading/portfolio management position or closely related work experience. + Experience in financial markets and capital markets products. + High degree of technical… more
    Truist (07/08/25)
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  • Director, Internal Audit (PL)

    Charles Schwab (Lone Tree, CO)
    …4 Accounting or regulatory experience. + 5-8 years of external audit and financial reporting experience preferred, ideally related to Banking, Broker Dealer or Asset ... regulators, and internal lines of businesses. + Strong understanding of prudential regulatory requirements. + Clear understanding of regulatory expectations in the… more
    Charles Schwab (08/28/25)
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  • Executive Sous Chef (View Boston)

    ASM Global (Boston, MA)
    …+ VIEW BOSTON View Boston, which encompasses the top three floors of the Prudential Tower, will feature immersive experiential exhibits and a bistro on the 50th ... and development, appraisals, payroll accountability. + Plans innovative menus, maintaining financial responsibility for the menu mix. Analyzes menu and food costs… more
    ASM Global (08/26/25)
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  • Senior Manager, Internal Audit

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …procedures used in the banking industry. * Regulatory expectations for Large Financial Institutions (LFI), including Enhanced Prudential Standards (EPS), and ... field and a minimum of eight (8) years of experience in the financial services/banking industry. * OR ~ * Any equivalent combination of experience, education,… more
    Raymond James Financial, Inc. (07/15/25)
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