- HUB International (New York, NY)
- …prevent violations of the federal securities laws such as the SEC Investment Adviser Act of 1940; + Assist in conducting ongoing compliance reviews, internal ... Compliance Operational + Manage the annual ADV process including data collection and completion of the ADV forms with...fast-paced, and at times unpredictable or demanding environment. + Public speaking as well as oral presentation and written… more
- Citizens (Westwood, MA)
- …vision for the role is to grow to be the go-to trusted legal adviser for all Private Bank business initiatives and client-facing opportunities. Job Location: This ... visit https://jobs.citizensbank.com/benefits . Some job boards have started using jobseeker-reported data to estimate salary ranges for roles. If you apply and… more