- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Document complex "as is" and "to be" processes and describe the changes required to migrate to the "to be" capability to record accurately the change required. + ... **This position follows our hybrid-friendly schedule, balancing flexibility with collaboration. In-office expectations are 2-3 days per week, averaging 10-12 days per month in our St. Petersburg, FL Corporate Office.** **_Please note: This role is not eligible… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Work hands-on with internal teams and advisors to understand business processes. + Gather process information through interviews, observations, surveys, and ... workshops. + Facilitate brainstorming sessions to identify opportunities for improvement. + Model business processes in appropriate business analysis tools. + Capture and analyze process data to identify efficiency opportunities. + Propose recommendations for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Develop existing applications and contribute to development of new applications by analyzing and identifying areas for modification and improvement. + Analyzes ... system requirements, including identifying program interactions and appropriate interfaces between impacted components and sub systems. + Monitor, identify, and correct more complex software defects to maintain fully functioning applications software. + Writes… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Under direct supervision, uses basic knowledge and skills obtained through on-the-job training to support the accounting group by preparing, reviewing, and processing ... transactions and maintaining documents, records and files. Specific, detailed instructions and procedures are provided to perform routine, repetitive tasks. Resolves routine questions and problems and refers more complex issues to a higher level. Routine… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Coaches and mentors less experienced Compliance associates. + Supports Capital Markets & Advisory ("CMA") Compliance in overseeing the compliance program for the ... CMA Business Unit Compliance teams to ensure compliance processes and procedures are integrated and aligned with business processes. + Directs adjustments to existing programs, policies, and procedures, as required. + Ensures that compliance activities are… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Consults with management and other process owners, including branches, to identify and define process improvement opportunities. + Develops and presents business ... cases to senior management sponsors. + Drives process improvements, including identifying causes of process inefficiencies, designing process re-engineering solutions, and developing business and technical requirements. + Works with product managers and… more
- Raymond James Financial, Inc. (Southfield, MI)
- …* Conducts supervisory oversight of RJFS branch office locations not currently staffed eith a licensed and qualified branch manager to ensure adherence to firm and ... regulatory policies and procedures. Conducts daily supervisory reviews over advisor activities in their assigned branches with limited guidance. This includes the review of new accounts, supervisory alerts, money movement and client complaints. Analyzes… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Applies some advanced skills and procedures appropriate for the position within assigned functional area. + Performs duties and tasks that are frequently ... non-routine. Refers only the most complex issues to higher level. + Schedules, reports, and tracks information for department. + Collects data for preparation of various reports, budgets, and variance analyses. + Compiles data for reports and collates into a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Prepares and submits required records for registering/associating candidates in accordance with Firm policies, industry standards, and federal and state securities ... laws. + Establishes and maintains registration-related record keeping systems. + Ensures initial registrations/affiliations are processed in a timely and accurate manner. + Oversees the submission of initial registration/affiliation applications, examinations… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Trading System Domain Knowledge: Knowledge of the Financial Services industry is must and retail trading system is preferred. + Experience with Agile methodology, ... SQL, JSON and other high level tech knowledge is must. + Gather Requirements: Participate in cross functional work to solicit requirements towards the product definition and detailed analysis. Creates detailed business requirements for functional (eg, business… more