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- …policies and applicable regulatory requirements. This role works closely with the Regional Manager and Field Supervision Principal to maintain adherence to ... degree, or equivalent work experience - Five or more years of experience in the broker/ dealer industry - Active FINRA Series 7, 63, 65 or 66, 24, 53, 4 and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …services and/or tools can meet their needs. * Schedules and plans territory/ regional trips and seminars. * Maintains open communication with internal resources and ... visits for prospective new clients, if applicable. * Assists in the "transition" of account transfers for new clients. * Contacts new clients, in person and/or on… more
- Caterpillar, Inc. (OK)
- …territory. This role will be under the general supervision of the Regional Service Manager . **Responsibilities:** + Perform startup, preventative maintenance, ... help desk to resolve customer issues. + Assist the dealer service and sales personnel in promoting products and...Volunteer, etc.)* + 401(k) savings plans* + Health Savings Account (HSA)* + Flexible Spending Accounts (FSAs)* + Health… more
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