- Banc of California (Santa Ana, CA)
- …policies, and mechanisms comply with standard industry practices, regulatory guidelines, and senior management's recommendations and/or directions. Performs ... all duties in accordance with the company's policies and procedures, all US state and federal laws and regulations, wherein the company operates. **HOW YOU'LL MAKE A DIFFERENCE** + Completes Product Changes, Fee Waivers, CD Renewals, and Rate Adjusters… more
- Sevita (Brooklyn Center, MN)
- …and services adhere to Individual Plans, quality standards, and regulatory requirements. + Complete structured assessment interviews with parents/care providers. ... + Conduct observation of the individual in appropriate settings such as home, school, or community. + Review social history information, complete functional assessments, and target appropriate behavior baseline information for each referred individual. + Write… more
- M&T Bank (Baltimore, MD)
- …with non-compliance. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. ... Identify risk-related issues needing escalation to management. + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points… more
- RELX INC (Dayton, OH)
- …goals. About the business LexisNexis Legal & Professional(R) provides legal, regulatory , and business information and analytics that help customers increase their ... productivity, improve decision-making, achieve better outcomes, and advance the rule of law around the world. As a digital pioneer, the company was the first to bring legal and business information online with its Lexis(R) and Nexis(R) services. US National… more
- KeyBank (Amherst, NY)
- …requirements for new business/product initiatives, product/process changes, losses, regulatory changes/guidance and third-party activities. + Develop and prepare ... related risk reporting in support of business risk priority and review meeting cadence, and prepare ad-hoc reporting for line of business and team members to facilitate miscellaneous senior and executive management reporting and status updates, as needed. +… more
- Parsons Corporation (Linthicum, MD)
- …work products prior to dissemination + Complying with legal and regulatory intelligence and information assurance policies required for selector targeting, ... collection, processing, etc. + Provide guidance, mentoring, feedback on written reports + Communicating target and/or technical information in a manner that satisfies customer requirements and needs in accordance with policies + Recognizing the relevance of… more
- MUFG (Tempe, AZ)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- ONE Gas (Tulsa, OK)
- …responsible for ensuring the ongoing accuracy, effectiveness, and consistency of regulatory processes and procedures, but not limited to vulnerability management. ... These processes are focused on meeting government-mandated Cyber Security requirements. The candidate should have 3+ years of experience with exposure to IT technologies including database, network, and server operating systems. Knowledge and experience with… more
- Teledyne (Huntsville, AL)
- …require all employees to comply with all applicable laws, regulations, rules and regulatory orders. Our reputation for honesty, integrity and high ethics is as ... important to us as our reputation for making innovative sensing solutions. Teledyne is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual… more
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