- MUFG (New York, NY)
- …company Relationship Management functions by assignment within the business unit. Analyst will be a corporate finance professional, supporting Sponsor Finance & ... and required credit applications in accordance with internal policies and regulatory guidance, including the evaluation of company-specific, industry, and … more
- T. Rowe Price (Baltimore, MD)
- …to you . Role Summary We are looking for a seasoned Technology Risk Analyst with more than 5 years' experience in financial services and/or technology industry. The ... to IT and FLOD leaders, providing expert guidance on technology risk posture, regulatory requirements, and best practices. Support regulatory exams and findings… more
- American Express (New York, NY)
- …on Operational Risk within BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear ... for a Risk Control Self Assessment (RCSA) - Senior Analyst focused on ensuring control management is embedded in...further assessments and testing / QA programs to ensure regulatory and internal standards are met (eg, periodic RSCA… more
- First National Bank of Omaha (Minneapolis, MN)
- …as a key figure in the Public Finance investment banking group as lead analyst on deal analytics, disclosure and offering documents, and serving as a key contact ... with internal and external stakeholders. Comply with all applicable regulatory and ethical requirements of the industry, markets and organization. **About This… more
- JPMorgan Chase (Newark, DE)
- …will play a key role in supporting the firm's financial resilience and regulatory compliance, directly contributing to the safety and soundness of the global ... financial system. As a Treasury Risk Reporting, Analyst in the CTMO, you'll be at the forefront...key role in supporting the firm's financial resilience and regulatory compliance, contributing to the safety and soundness of… more
- AAA Northern California, Nevada & Utah (Phoenix, AZ)
- …days a week onsite in our Phoenix, AZ office. The Senior DR Analyst will be responsible for conducting comprehensive business impact analyses, developing and ... to develop and implement strategies aligned with industry best practices and regulatory requirements. RESPONSIBILITIES / JOB DUTIES + Business Impact Analysis and… more
- SMBC (Charlotte, NC)
- …Sumitomo Mitsui Finance and Leasing Co., Ltd. **JOB SUMMARY:** The Business Data Analyst / Project Manager role within the Compliance Technology group is responsible ... supporting technology solutions that include trade and market surveillance, regulatory compliance, and internal metrics reporting. This position anchors… more
- Regions Bank (Birmingham, AL)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management...applicable laws and regulations + Gathers information requested by regulatory agencies + May provide advice and guidance to… more
- Truist (Charlotte, NC)
- …constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. 3. Financial professional role that applies in-depth knowledge ... or strategy. These may include: income/expense or cash flow forecasts; regulatory interpretations, variance analysis and explanations for financial statement line… more
- PPL Corporation (Louisville, KY)
- …#INDPPL** Under minimal supervision, the Finance Business Partner IT - Sr Analyst is responsible for developing effective partnerships with an assigned line of ... updates from forecast changes, month end manual accruals and assistance with regulatory filings including rate cases. The position will possess knowledge of overall… more