- Wells Fargo (Rowlett, TX)
- …upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in ... as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary + This position is not… more
- US Tech Solutions (Thousand Oaks, CA)
- …to current Good Manufacturing Practices (cGMP), safety guidelines, and regulatory requirements while supporting analytical testing, documentation, and laboratory ... preferred but not required **Preferred Qualifications:** + Ability to follow regulatory requirements, written procedures, and safety guidelines + Ability to review… more
- BMO Financial Group (Trinidad, CO)
- …+ Keeps current with the wider financial services marketplace, the legal and regulatory environment, and our commitment to uphold the highest ethical requirements of ... related to money laundering. + Complies with legal and regulatory requirements for the jurisdiction. + Protects the Bank's...+ Protects the Bank's assets in compliance with all regulatory , legal, and ethical requirements. + Completes complex &… more
- Robert Half The Creative Group (Columbus, OH)
- …and promotional content, while maintaining compliance with brand and regulatory guidelines. Responsibilities: * Develop user-friendly tools and templates for ... IT teams to ensure videos adhere to brand and regulatory standards. * Track adoption rates of tools and...users on technical platforms. * Knowledge of compliance and regulatory standards related to video content. * Excellent problem-solving… more
- American Express (Atlanta, GA)
- …security tools, processes, and programs + Responding to changes in the regulatory environment and assisting other organizations in doing the same. + Making ... them as false positives. + Responsible for drafting responses to Audit/ Regulatory queries as required by ASM processes, and procedures. **Qualifications** +… more
- M&T Bank (Buffalo, NY)
- …and completeness. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. ... and notarized as necessary, Credit Policy requirements have been followed, all regulatory disclosures have been furnished and regulatory requirements have been… more
- Takeda Pharmaceuticals (Boston, MA)
- …related to the drug development process and into preparation for key regulatory meetings as appropriate. + Leads Clinical Operations aspects of inspection readiness ... activities and acts as subject matter expert during regulatory inspections. + Lead or participate in cross-functional strategic initiatives and process improvement.… more
- BMO Financial Group (Newport Beach, CA)
- …the ability to learn Product Knowledge + Must have an understanding of Regulatory Compliance + Must understand Document Management and reposting + Well-versed in ... client interactions, documentation, and issue resolutions comply with bank policies, regulatory requirements, and internal controls. + Completes complex & diverse… more
- SMBC (White Plains, NY)
- …of IT infrastructure related areas assessing adherence to firm and regulatory requirements and assessing design, operating effectiveness and sustainability of ... timely remediation. * Perform issue assurance work for audit, regulatory , and self-identified to confirm closure or recommend additional...relevant standards (ie NIST, CRI, etc ) and related regulatory expectations (ie NYS DFS 500, FFIEC, etc )… more
- Vanguard (Malvern, PA)
- …and the derivatives industry. + Maintain a high level of expertise in regulatory law, Vanguard's business and products, and the investment industry. Stays abreast of ... industry and regulatory developments affecting Vanguard, and maintains affiliations with relevant industry, compliance, and risk associations. + Demonstrates… more