- Manulife (New York, NY)
- …portfolio management functions to proactively address private transaction and capital position potential conflicts of interest. **Support Corporate and Other ... manage a sound Rule 206(4)-7 compliance program for CQS (US), including testing, management of regulatory examinations, training, conflict management , and … more
- Scotiabank (New York, NY)
- …including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we ... (GTB) is the payments and transaction engine of Scotiabank. We support Corporate and Commercial clients with effective treasury management solutions coupled… more
- SMBC (New York, NY)
- …of risk oversight processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management . The VP is ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...regulatory bodies. - Collaborate effectively with internal risk management colleagues and leadership. - Apply strong analytical skills… more
- JPMorgan Chase (Jersey City, NJ)
- …+ Experience in project management preferred + Experience with Basel regulatory capital rules preferred JPMorganChase, one of the oldest financial ... investment banking, asset management , treasury services, wealth management and corporate banking. As a Basel...to establish control and govern best practices for the Regulatory Capital process. You will be involved… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Citigroup (New York, NY)
- …Depositary Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management , regulatory compliance (eg, SEC filing requirements), and market ... **5. Market Intelligence & Thought Leadership** + Stay abreast of global capital markets developments, regulatory changes impacting DRs, and the competitive… more
- SMBC (New York, NY)
- …is critical in ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...through vendor partnerships. - Stay abreast of industry trends, regulatory changes, and best practices in vendor management… more
- The Coca-Cola Company (Atlanta, GA)
- …with key stakeholders for large cross border cash movements (tax, accounting, legal, capital management , M&A), as well as initiate the actual cash movement. ... exchange, commodity) and regulatory risks (country central bank and regulatory agencies, capital controls, cross border transactions, fraud, tax). Develop… more
- Citigroup (Charlotte, NC)
- … management and the evolving regulatory landscape impacting a bank's management of interest rate risk, liquidity, and capital . Requires a thorough ... The Global FTP function is a within Balance Sheet Management in Corporate Treasury and is part...the evolving regulatory landscape impacting a bank's management of interest rates, liquidity, and capital … more
- TD Bank (New York, NY)
- … initiatives, new surveillance deployments, and surveillance enhancements. + Issues Management : Track and manage Regulatory and Audit Findings related ... The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global...We Are** TD Securities offers a wide range of capital markets products and services to corporate ,… more