- Wellington (Boston, MA)
- …40 Act funds. * Knowledge of capital markets. * A strong interest in corporate governance, compliance, and regulatory matters. Not sure you meet 100% of our ... **About Us** **Wellington Management ** offers comprehensive investment management capabilities...Fund Services, and Tax, in researching internal information and regulatory , fund, & corporate requirements. The range… more
- JPMorgan Chase (New York, NY)
- JP Morgan is a global leader in asset and wealth management with assets under supervision of $2.1 trillion and assets under management of $1.4 trillion. JP ... Morgan is a global leader in asset and wealth management with assets under supervision of $2.1 trillion and...you will provide informed, meaningful and constructive guidance on regulatory matters in the review and approval of marketing,… more
- Arizona Public Service (Phoenix, AZ)
- …or university plus four (4) years of experience in Engineering, facility management /operations, corporate real estate, construction management , project ... of APS's non-nuclear facilities portfolio. This leader will drive long-range capital planning, real estate strategy, workplace design, and building standards to… more
- Scotiabank (Dallas, TX)
- …including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we ... internal inspections), banking, swap dealer, futures commission merchant, investment management activities, corporate functions, cross-border testing engagements… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Scotiabank (New York, NY)
- …including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we ... Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing...and the relevant Risk Committees to ensure proper risk management and sound corporate governance across the… more
- Scotiabank (Dallas, TX)
- …including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we ... Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing...the success of the first line Internal Control and Regulatory Management function for the engineering portfolio,… more
- Scotiabank (Dallas, TX)
- …including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we ... Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing...first line in ensuring adherence to applicable policies, risk management frameworks and regulatory requirements in Fraud… more
- Scotiabank (Dallas, TX)
- …including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we ... risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF… more
- Scotiabank (Houston, TX)
- …including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we ... ad-hoc work as needed, including but not limited to regulatory requests or special projects + Review legal agreements...commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.… more