- Scotiabank (New York, NY)
- …including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we ... Capital Markets Audit to provide audit services to capital markets, investment and corporate banking, and/or...methodology standards are met. Apart from possessing knowledge in capital market products and related risk management … more
- Capital One (Richmond, VA)
- …Degree or Military experience + At least 4 years of experience in regulatory compliance, risk management or anti-money laundering (AML) compliance + At ... Your Customer (KYC) Advisory Governance performs a key risk management role (second line of defense) to help ensure... role (second line of defense) to help ensure corporate initiatives and line of business processes comply with… more
- Regions Bank (Charlotte, NC)
- …Markets** Public Debt and Equity Markets includes public fixed income and equity capital markets. **Financial Risk Management ** The Financial Risk Management ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- PNC (Pittsburgh, PA)
- …and FINRA regulatory reporting (FOCUS filings). * Assist with daily regulatory capital monitoring and treasury management functions for the ... scope of responsibilities including regulatory reporting, SEC reporting, corporate accounting, and funding and treasury management related requirements… more
- Deloitte (Philadelphia, PA)
- …, risk-related, technological, or operational change initiatives within capital markets environments Preferred qualifications Candidates possessing one or ... qualifications is preferred: + Direct hands-on experience with order management , trade capture, matching/confirmation, clearing, settlement, reconciliation, corporate… more
- Scotiabank (New York, NY)
- …including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we ... risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF… more
- Equitable (Charlotte, NC)
- …accounting, and/or economics preferred + 2 years of experience in treasury, corporate finance, investment management or other related field + Established ... Capital Markets Analyst ( 250000O2 ) **Primary Location**...asset types, market and industry trends, major issues, and regulatory considerations. **Liquidity Management :** Knowledge of liquidity… more
- JPMorgan Chase (Brooklyn, NY)
- …and Business Management , responsible for managing liquidity, balance sheet, and capital positions. As a Treasury Capital Controller - Associate, you will ... serve as a trusted advisor to CIB management and corporate partners, providing clarity on...Accounting Policy, and Legal teams on implementation of new capital rules and regulatory requirements. + Leverage… more
- JPMorgan Chase (New York, NY)
- …& Liquidity Policy, you will help to interpret and provide guidance on US regulatory capital and liquidity rules for current, pending, and proposed strategic ... (T/CIO) T/CIO is responsible for firm-wide asset and liability management , including management of the firm's interest...requirements. You will be responsible for delivering high quality regulatory capital & liquidity analyses and reviews… more
- Truist (Charlotte, NC)
- …leadership skills; management experience + Working knowledge of compliance and regulatory issues for the Corporate Treasury department + Ability to assist ... reporting processes for analyses that are presented to, and leveraged by, senior management when making capital planning decisions. Support the capital … more