- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice and… more
- JPMorgan Chase (New York, NY)
- …impacts. + Maintain a robust controls framework to mitigate risks associated with regulatory change management . + Formulate readiness strategies for ... will collaborate with the regional and global partners, manage regulatory change governance framework for the region,...and governance model, aligning with global standards and risk management best practices. + Monitor the regulatory … more
- TD Bank (New York, NY)
- …particular with respect to policy and procedure related deliverables + Participate in regulatory change management and business-related processes to ensure ... business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Advanced project management skills… more
- Pilot Company (Knoxville, TN)
- …Responsible for building coalitions in support of position on key issues in coordination with regulatory agencies. 5.) Change Management : Drives change ... The core function of this role as the VP, Regulatory Affairs and Compliance is to provide Strategic Leadership...Strategic Leadership and Advocacy for Pilot within the complex regulatory landscape of the energy, transportation, and travel center… more
- Santander US (Miami, FL)
- …Audit, and Technology to help assess and escalate identified issues related to SEC/FINRA regulatory controls. 5. Change Management * Partner with the ... SEC/FINRA Regulatory Controls & Operational Oversight - VP Country:...identified therein; update accordingly. 2. Operational Control & Risk Management * Maintain a strong control environment by enforcing… more
- ServiceNow, Inc. (Addison, TX)
- …Risk Management ** + **Business Continuity & Operational Resilience** + ** Regulatory Change Management ** This is a **high-impact, high-visibility ... (Risk Management , Policy & Compliance, Audit, Vendor Risk, BCM, Regulatory Change , etc.) interoperate and scale within ServiceNow's platform architecture.… more
- Capital One (Richmond, VA)
- …provide tailored risk support for various initiatives and projects + Support the Regulatory Change Management process cross-functionally for FP&A, ensuring ... for and facilitate the execution of internal audits and regulatory exams, consult on management responses to...internal audits and regulatory exams, consult on management responses to issues, monitor timeliness of remediation and… more
- ServiceNow, Inc. (Kansas City, KS)
- …planning, disaster recovery, vendor risk/third party supply chain management , privacy management , regulatory change management + Strong working ... ServiceNow, you are part of an ambitious team of change makers who have a restless curiosity and a...in acquiring and retaining customers by leveraging Integrated Risk Management solutions. **What you get to do in this… more
- TD Bank (Portland, ME)
- …and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance ... corporate compliance programs. Supports the business in identifying, assessing, and implementing regulatory change . Supports business line regulatory … more
- Citigroup (Getzville, NY)
- …the primary for coverage portfolios, back up teammates on others + Collaborate in regulatory change management with RRIO, Risk, Finance from interpretation ... Develop and run reports for impact assessment and adjustments **Internal and Regulatory Exam, Change Management :** + Manage internal and regulatory … more