- SMBC (Jersey City, NJ)
- …the second and third lines of defense functions (ie Finance, Risk, Internal Audit, Compliance , Legal ). + Manage activities related to EUC tools and support team ... 3-5 years of business experience in finance, audit, risk, compliance , or regulatory management in banking /...Compliance , Data Office, other Technology Partners, Risk, and Legal . + Manage and own escalations through to resolution… more
- JPMorgan Chase (Jersey City, NJ)
- …process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory , legal , and industry standards. By ... identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance **Required qualifications, capabilities, and skills** + 5+… more
- Amcor (Evansville, IN)
- …accounts and respond to periodic KYC / due diligence requests from banks and regulatory bodies. + Own the daily cash positioning process in North America + Manage ... charges + Assist with the annual Americas repatriation exercise within a complex legal structure comprising of several legal entities in multiple jurisdictions +… more
- American Express (Phoenix, AZ)
- …progress by creating a culture of risk awareness and proactivity around regulatory matters. The Global Financial Crimes Compliance (GFCC) Transaction Monitoring ... safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk...data analytics, BSA/AML compliance , law enforcement, general compliance , audit, or legal + Knowledge of… more
- Vanguard (Malvern, PA)
- … regulatory change, and technology alongside our business partners in Portfolio Review, Legal , Compliance , Global Risk & Security, Finance, IT and more. This ... Management Systems (CRD and BlackRock Aladdin) to ensure all regulatory requirements, prospectus rules and investment directive(s) are met....Senior Leaders across IMG and other key partners (eg Legal and Compliance ) on the effectiveness of… more
- Citigroup (Wilmington, DE)
- …and assurance over the bank's broader operational risk management frameworks, ensuring compliance with regulatory requirements and internal policies. + Support ... design and execution across the various businesses, functions and legal entities. The role holder will focus on oversight...internal and external audits and regulatory examinations, as applicable. + Report and escalate significant… more
- MUFG (Tempe, AZ)
- …c) no transaction is processed without proper authorization. + Monitor changes to any Compliance , Legal or Trade related programs such as OFAC, JMOF, BSA/AML, ... to: 1) OFAC, Japanese Foreign Exchange Law (JMOF), BSA/AML, and various other Compliance related matters as they pertain to the business conducted by the Money… more
- MUFG (New York, NY)
- …agencies, coordinating reports to relevant third parties including investors, updating any regulatory and legal matter related to the industry _Secondary- the ... with Middle and Back Offices for the Conduits. + Daily maturity limit and compliance monitoring for ABCP program + Contact with clients for all funding matters. +… more
- Highmark Health (Pittsburgh, PA)
- …days a week (Tuesdays, Wednesdays, & Thursdays) This job executes operational, regulatory , and information technology compliance audits and advisory engagements ... + Collaborate with team members to perform planning activities for operational, regulatory , and information technology compliance audits across the Highmark… more
- Geisinger (Danville, PA)
- …of annual benefit enrollment materials and Total Reward Statements. + Drafts legal compliance documentation (SPDs, SARs). + Develops, conducts and participates ... and government requirements. + Oversees and directs the administration of COBRA compliance . + Researches current benefit trends and regulatory and legislated… more