- TD Bank (Mount Laurel, NJ)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... Risk Policy, adhere with industry best practices, and meet regulatory requirements. + Supports Senior Manager to develop and...required + Leads and manages a sizeable team of Analyst professionals and overall operation of a diverse group… more
- JPMorgan Chase (Brooklyn, NY)
- Join a team at the forefront of global risk management and regulatory compliance . Make a meaningful impact by supporting critical capital and stress testing ... and continuous improvement. As a Capital and Stress Testing Analyst in the Firmwide Operational Risk team, you help...acceptance testing for new systems and enhancements + Ensure compliance with internal and external regulatory requirements… more
- Wells Fargo (Houston, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **2027 Investment Banking Summer Analyst Program** **Invest in your tomorrow** Wells Fargo...trusted partner to our clients, we provide corporate and transaction banking, commercial real estate lending and servicing, investment… more
- Cushman & Wakefield (Rosemont, IL)
- …Director **Role may have the following reports:** + Brokerage Coordinator + Transaction Manager + Financial Analyst **Metrics** **Role will be evaluated ... are fully compliant with all local, provincial, and national licensing and regulatory requirements + Be a resource to fee-earners for purposes of company-wide… more
- JPMorgan Chase (New York, NY)
- …+ Advanced knowledge of interest rate risk management practices + Experience with regulatory compliance in ALM and Treasury functions + Familiarity with global ... a meaningful impact by leveraging technology and market insights to navigate a complex regulatory landscape. As an Interest Rate Risk Analyst in the Treasury and… more
- TD Bank (New York, NY)
- …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise… more
- USAA (Charlotte, NC)
- …in understanding and translating needs into requirements. + Knowledge of relevant regulatory compliance , industry regulations, risk management practices, and ... using data from internal and external sources to provide insight to analyst and decision-makers. Manages a team responsible for collaborating with stakeholders and… more
- TEKsystems (Charlotte, NC)
- …wishing to join and review of Outside Business Activity and Private Securities Transaction Requests for advisors. The Analyst will work closely with other ... Description We are currently looking to hire an Analyst within the Advisor Review area of the...area of the Business Risk Management department within the Compliance , Legal and Risk (CLR) organization. The Advisor Review… more
- Capital One (Mclean, VA)
- …and underwriters to ensure proper and timely settlement. + Guide deal team ( Analyst and Coordinator) through transaction specific matters for timely and accurate ... a busy mortgage finance company and independently meet strict corporate and GSE regulatory deadlines while maintaining a high quality of service. Must have superior… more
- FirstBank PR (San Juan, PR)
- …is responsible for the negotiation and review of legal documentation for each transaction and closing in compliance with Clip (commercial loan improvement ... the support of closing officers in the review of documentation. . Monitors compliance with company's policies and practices, and regulatory requirements, in… more