- Citigroup (New York, NY)
- …helping drive projects, produce insights, and coordinate across product, legal, compliance , and client engagement teams. Key Responsibilities + Support Digital ... leadership pieces. + Support delivery of cross-functional initiatives + Track regulatory , market, and product developments and summarize implications for Citi's… more
- MUFG (Tampa, FL)
- …and efficient manner. **Main Responsibilities:** + Oversight of test plans in compliance with applicable policies and guidance within the BURCO function, including ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- M&T Bank (Ellicott City, MD)
- …through involvement in local organizations. + Exemplify and ensure compliance with operational, security and control policies/procedures, preventing fraud and ... and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
- Neuberger Berman (New York, NY)
- …to provide advice, support and research on a broad variety of legal, regulatory and general corporate matters for their institutional asset management business. The ... + Negotiating investment advisory and delegation agreements + Working with the Compliance department on policies and procedures + Assisting in the development of… more
- Catholic Health (Kenmore, NY)
- …observed clinical performance and knowledge. Directs the implementation of and ensures compliance with standards of nursing practice and adherence to all ... regulatory requirements. This position entails 24 hour responsibility, authority and accountability. Responsibilities: EDUCATION + Bachelors of Science Degree in… more
- City of New York (New York, NY)
- … compliance of buildings with valuable benefits, under the direction of the Assistant Commissioner (AC) of Compliance & Enforcement. You serve as the agency's ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- Oregon State University (Corvallis, OR)
- …State University. The Athletic Compliance Coordinator is a key member of the Compliance Team and reports to the Assistant Registrar - Scheduling & Athletic ... additional responsibilities and assignments at the direction of the Assistant Registrar - Scheduling & Athletic Compliance ....+ Bachelor's Degree. + Two years of experience in compliance or regulatory roles, including areas like… more
- City of Long Beach (Long Beach, CA)
- …experience. + A minimum of two (2) years of experience in records or regulatory compliance , including interpreting and applying federal, state, and local laws; ... of Staff / Administrator / Principal DCA $450.00 + Assistant to Executive / Executive Assistant /...REQUIREMENTS CONTINUED:Two (2) years of experience in records or regulatory compliance , including interpreting and applying federal,… more
- Trustmark (Lake Forest, IL)
- …Analyst** to join our team. Responsible for supporting insurance product regulatory compliance initiatives, periodically working cross-functionally as assigned. ... and Legal counterparts to support organizational goals and initiatives, providing sound regulatory compliance guidance. As directed, work with business partners… more
- CUNY (New York, NY)
- …responsibilities include but are not limited to the following: + Oversees regulatory compliance across multiple domains, including the Human Subjects Research ... Research Programs Manager ( Compliance and Human Research Protections) - Office of...an accelerated BS/MD degree (7-year program) and a Physician Assistant Master's Degree (27-month program). True to its legacy… more
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