- Aegon Asset Management (Cedar Rapids, IA)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... service team within set timetable. Initiate extension notices if needed. Compliance /Technical + Delegate and monitor record keeping setup, asset transfer,… more
- Citigroup (River Forest, IL)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of... compliance norms are strictly adhered to + Partner with… more
- Citigroup (Queens, NY)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of... compliance norms are strictly adhered. + Partner with all… more
- Sacramento Behavioral Healthcare Hospital (Santa Rosa, CA)
- …information notices, and materials which reflect current organizational practices and regulatory requirements. + Ensures compliance with external agencies and ... indexing and filing of patient records. Ensures that the hospital is in compliance with all federal and state regulations regarding patient privacy and Health… more
- First Horizon Bank (Brentwood, TN)
- …but not limited to retrieving relevant executed documentation from clients and in compliance with regulatory procedures * Reviews client account activity on a ... etc. * Serves as liaison and between sales team, compliance , and other business lines throughout the firm *...and associates unlock their full potential with capital and counsel . Headquartered in Memphis, TN, the banking subsidiary First… more
- First Horizon Bank (Columbia, SC)
- …passes and maintains an up to date status for all positional and company required compliance and regulatory courses by assigned due date(s). + Performs all other ... and is responsible for the annual review, renewal, loan covenant compliance reviews and financial collection process within assigned loan portfolio. Partners… more
- Muckleshoot Indian Tribe (Auburn, WA)
- …eligibility of applicants and recipients for Housing and Rental Assistance Programs; counsel applicants and residents on what their rights and responsibilities are ... files for referral, as needed. + For all assigned areas of responsibility,ensure compliance with federal law and regulations, MIT Indian Housing Plan and, MIT… more
- Omaha Children's Hospital (Omaha, NE)
- …ensure compliance with quality assurance, safety practices, policies, and regulatory standards. * Foster an engaging and professional work environment, promoting ... productivity measures, and internal controls to enhance efficiency and compliance with organizational policies. **Essential Functions** + Operations Management &… more
- Banc of California (Chicago, IL)
- …credit requests with limited assistance or counsel . + Adhere to all corporate compliance and regulatory needs including but not limited to all compliance ... or training + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to… more
- GE Vernova (Cambridge, MA)
- …GE Vernova's business Legal teams; other functions including Digital Technology (DT), Compliance , and Finance; and third parties including law firms and technology ... or Washington, DC and will report to the Chief Technology Counsel . **Job Description** **Essential Responsibilities** + **Strategic Leadership:** Assess baseline… more