- University of Rochester (Rochester, NY)
- …but not limited to Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical settings and in federal ... working relationship with the Senior Vice President and General Counsel , the Chief Compliance Officer of the...financial management. + Develop and execute an annual compliance work plan that addresses the most significant +… more
- Equitable (Charlotte, NC)
- …a resource for compliance counsel and field management regarding compliance issues. + Provide close oversight over regulatory inquiries and examinations. ... Compliance Team and enjoy working for a leading financial company with an amazing and diverse culture! We...making effective judgments as to prioritizing and time allocation. ** Regulatory Environment - Financial Services:** Knowledge of… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …years experience as a statured executive with significant professional experience in financial , legal, compliance , regulatory and/or audit matters ... years experience as a statured executive with significant professional experience in financial , legal, compliance , regulatory and/or audit matters… more
- Providence (AK)
- …President (AVP) of Financial Counseling, you will have focused accountability on regulatory compliance across the system. You will assume a pivotal role ... encompassing legal coordination, regulatory compliance , strategic decision-making, and leadership. The...Expert:** + Collaborate closely with Providence Legal and outside counsel to maintain policy compliance and interpret… more
- Heritage Financial Credit Union (Middletown, NY)
- …in a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations, ... a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance … more
- TD Bank (New York, NY)
- …in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...TD Wealth Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers,… more
- Aegon Asset Management (Denver, CO)
- Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... + Lead training initiatives including creating and delivering employee training regarding regulatory compliance requirements. + Assist the CCO and Deputy CCO… more
- Aegon Asset Management (Cedar Rapids, IA)
- Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... than a century ago, we were among the first financial services companies in America to serve everyday people...fiduciary administration affiliates regarding best practices and remediation of regulatory compliance concerns. + Contribute to the… more
- Hawaiian Electric (Honolulu, HI)
- …related minimum filing requirements across the Companies. Works closely with the Regulatory Department to ensure regulatory compliance reporting, oversight ... and coordination of all Customer Service and General Counsel regulatory issues. This includes drafts, reviews,...+ Multiple years (5 - 7) experience in accounting, financial and regulatory reporting, and forecasting systems… more
- BASF (Southfield, MI)
- **Now Hiring! Head of Legal, Compliance & Insurance - Americas** **Location: Southfield, Michigan** **Company: BASF Coatings LLC** **This is a hybrid position, with ... legal professional for the position of Head of Legal, Compliance & Insurance Americas for BASF's Coatings division (Coatings)....region and you will report operationally to the General Counsel of Coatings and will be part of his… more