- Capital One (Mclean, VA)
- Manager, Regulatory Legal Counsel The Regulatory Legal team at Capital One tackles legally complex issues impacting the entire company. We are seeking an ... One, you will become a member of a leading financial services institution, and collaborate daily with diverse, talented...customers, associates, and shareholders. As an attorney on the Regulatory Legal team, you will partner with subject matter… more
- JPMorgan Chase (New York, NY)
- …& Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you ... requests. You will work independently and with external counsel . You will act as a trusted advisor to...and inquiries + Work closely with line-of-business legal and compliance personnel on government investigations and regulatory … more
- Robert Half Legal (San Diego, CA)
- …A well-established financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing ... Description Financial Services Company Seeks Senior Attorney Focused on...to the broker-dealer and investment advisory platforms, focusing on regulatory compliance and risk mitigation. + Respond… more
- US Bank (Charlotte, NC)
- …Legal Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal subject matter coverage ... positions. + Provide legal support and guidance on enterprise-wide regulatory reporting and compliance projects. + Review...12+ Years of experience as an attorney in a regulatory agency, law firm supporting financial institutions,… more
- Walmart (Bentonville, AR)
- …the position Join Walmart's Data and Technology team as Senior Director and Lead Counsel , Enterprise Regulatory and Risk (US Privacy)! This is an exciting ... years of legal experience, with significant expertise in US privacy law and regulatory frameworks. + Experience advising on enterprise compliance programs, data… more
- RWJBarnabas Health (West Orange, NJ)
- …compliant and strategic benefit offerings across the organization ERISA and Fiduciary Compliance + Provide counsel regarding fiduciary duties under ERISA and ... Senior Counsel , Assistant Vice President of Legal Affairs, Employee...Vice President of Legal Affairs, Employee Benefits and ERISA Compliance Job Overview: RWJBarnabas Health, New Jersey s largest… more
- City National Bank (Los Angeles, CA)
- …* Minimum 10 years of experience with providing counsel to financial institutions on legal and regulatory matters *Additional Qualifications* * Ability ... *SENIOR COUNSEL - AML/ FINANCIAL CRIMES* WHAT IS THE...and responses to regulators and training materials to ensure regulatory compliance . * Advise on OFAC reporting… more
- Florida Atlantic University (Boca Raton, FL)
- …Florida Atlantic University , Boca Raton, FL, is seeking an Associate General Counsel - Transactional and Compliance . Reporting to the Vice President for ... with a coordinating line to the Vice President for Research, the Associate General Counsel - Transactional and Compliance will provide an array of in-house legal… more
- NASCO (Hartford, CT)
- **Overview** The Senior Corporate Counsel , Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory ... + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance ...agreements, SaaS and other licensing agreements + Experience providing counsel on compliance issues, including related to… more
- City National Bank (Jersey City, NJ)
- …its wealth management business. WHAT WILL YOU DO? * Provide transactional and regulatory counsel to the Bank and its registered investment adviser, ... prospectuses, presentations, training materials, and account opening documentation to ensure regulatory compliance . * Experience advising on Employee Retirement… more