- MUFG (Irving, TX)
- … Financial Crime Strategy and Oversight** , the Vice President, **Head of Financial Crimes and Compliance Human Capital Strategy** , is a critical divisional ... + Oversee implementation of Global Job Architecture across Core Compliance and GFCD Globally + Partner with Global HR...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- University of Rochester (Rochester, NY)
- …but not limited to Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical settings and in federal ... working relationship with the Senior Vice President and General Counsel , the Chief Compliance Officer of the...financial management. + Develop and execute an annual compliance work plan that addresses the most significant +… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …years experience as a statured executive with significant professional experience in financial , legal, compliance , regulatory and/or audit matters ... years experience as a statured executive with significant professional experience in financial , legal, compliance , regulatory and/or audit matters… more
- Providence (OR)
- …President (AVP) of Financial Counseling, you will have focused accountability on regulatory compliance across the system. You will assume a pivotal role ... encompassing legal coordination, regulatory compliance , strategic decision-making, and leadership. The...Expert:** + Collaborate closely with Providence Legal and outside counsel to maintain policy compliance and interpret… more
- Savers | Value Village (Bellevue, WA)
- …teams. This position reports to Corporate Counsel . + Manage and track regulatory compliance programs overseen by Corporate Counsel including, but not ... contributions to assist you in saving for a secure financial future. Life insurance + Company provided peace of...The Legal Compliance and Contract Administrator manages regulatory compliance programs spearheaded by the Legal… more
- Heritage Financial Credit Union (Middletown, NY)
- …in a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations, ... a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance … more
- TD Bank (Mount Laurel, NJ)
- …in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business ... enterprise as appropriate. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- TD Bank (Greenville, SC)
- …in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business ... with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions… more
- TD Bank (Charlotte, NC)
- …in rendering advice and counsel to business lines or assigned areas on compliance matters and regulatory risks which may impact performance of the business ... + Lead cross-functional teams and steer implementation, maintenance, and enhancement of regulatory compliance and risk management objectives + Lead the execution… more
- TD Bank (Charlotte, NC)
- …in rendering advice and counsel to business lines or assigned areas on compliance matters and regulatory risks which may impact performance of the business ... Strategy and Operations (S&O)** to support the overall Regulatory Compliance Management (RCM) Program and Framework....field (a plus).** + **Certification in risk management or financial analysis (FRM, PMI-RMP, CFA, etc.) (a plus).** +… more