- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preferred. Minimum of twelve (12) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + Minimum ten (10) ... privacy impact assessments (PIAs), data subject requests (DSRs), privacy regulatory control framework, and core compliance pillar...and other regulations relevant to management of privacy. + Compliance and legal procedures in the financial … more
- U-Haul (Phoenix, AZ)
- …and legal compliance , as well as the ability to navigate complex regulatory landscapes. Responsibilities: Legal Compliance : + Stay abreast of changes in ... compliance with recordkeeping requirements. Reporting: + Prepare and submit required compliance reports to regulatory agencies. + Assist in the preparation… more
- Athene (West Des Moines, IA)
- …and Compliance Departments. Interns will collaborate directly with in-house counsel and compliance professionals, gaining exposure to the wide-ranging ... We are driven to do more. More for our customers and the financial professionals who offer our products. If you are driven to do more and love the challenge of… more
- CVS Health (Richmond, VA)
- …accomplish complex goals. **Required Qualifications** + 5+ years' experience in a regulatory compliance position in healthcare. + Demonstrated working knowledge ... collaborating and consulting with business leaders, engaging with key stakeholders on compliance related issues to meet regulatory and legal obligations to… more
- University of Rochester (Rochester, NY)
- …to ensure compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to the Federal Acquisition ... in compliance with organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal… more
- Capital One (Richmond, VA)
- …Credit Card Products, Operations, Servicing, Systems and Platforms + Certified Regulatory Compliance Manager (CRCM) certification, Association of Certified ... + Demonstrate an understanding of business processes, control frameworks, and related regulatory and compliance standards + Maintain expert understanding of … more
- State of Colorado (Denver, CO)
- …examiners in performance of safety and soundness examinations and oversees the regulatory compliance of commercial banks, trust companies, trust departments and ... set commensurate with the successful candidate's qualifications and in compliance with the Equal Pay for Equal Work Act....full-time professional* work experience with a state or federal financial institution regulatory agency. + Of the… more
- University Corporation for Atmospheric Research (Boulder, CO)
- … programs and initiatives. The position is within the Office of General Counsel , reporting to the Chief Legal Officer/Chief Compliance Officer. Position Details: ... is excited to announce the job opening for the Export and Research Security Compliance Manager role. The Export and Research Security Compliance Manager is… more
- LCEC (North Fort Myers, FL)
- …with insurance providers, legal counsel , and auditors. + Oversee utility-wide regulatory compliance , including NERC, FERC, OSHA, DOT, EPA, and state utility ... time off and paid holidays + Wellness program with financial rewards + Tuition reimbursement + Group life insurance...of the electric utility's enterprise risk management (ERM) and regulatory compliance programs. This position ensures that… more
- Aegon Asset Management (Cedar Rapids, IA)
- Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... than a century ago, we were among the first financial services companies in America to serve everyday people...complex marketing material ensuring adherence to firm policy and regulatory standards. + Manage a team of compliance… more