- American Express (New York, NY)
- …as related governance activities. + Knowledge of relevant regulatory compliance requirements, preferably relating to regulated financial institutions and / ... regulatory and ethics-related matters. A team of compliance officers work closely with the General Counsel...emphasis on Excel and PowerPoint. + Strong interest in compliance related activities or experience in financial … more
- Robert Half Legal (Charlotte, NC)
- …Thrive Here If You Have: + 5+ years' experience in compliance or regulatory roles within the financial services sector + Deep understanding of financial ... to SEC regulations ✔️ Prepare for SEC audits, annual compliance reviews, and monitor financial rules like...(preferred) Education: + Bachelor's degree required; advanced certifications in regulatory compliance are a plus ✨ Ready… more
- Equitable (Charlotte, NC)
- …join the Advertising Compliance team and enjoy working for a leading financial company with an amazing and diverse culture! We offer a flexible hybrid ... marketing/sales materials. + Creating and maintaining effective working relationships with compliance colleagues, internal legal counsel , branch and regional… more
- Lincoln Financial (Honolulu, HI)
- …necessary to expedite state product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms ... 74750 **The Role at a Glance** The AVP, Product Compliance & State Filing provides leadership, direction and functional...+ Assess and communicate the impact of industry and regulatory changes + Collaborate with senior management and other… more
- Navy Federal Credit Union (Vienna, VA)
- …understanding/ability to interpret and apply legislative and regulatory compliance guidelines, preferably in a financial institution, including experience ... of operations + Coordinates and supervises the review and analysis of federal regulatory compliance efforts + Prepares responses to regulatory requests… more
- USAA (San Antonio, TX)
- …guidance across key functions such as pricing, underwriting, claims, and regulatory compliance . Alternatively, possessing direct responsibility for legal ... their respective practice area(s) as well as Enterprise initiatives, regulatory , management and board governance, financial and...and be able to provide proactive guidance to ensure compliance and mitigate regulatory risks. **What we… more
- Chevron Corporation (Houston, TX)
- The Law Compliance Intern position focuses on ensuring adherence with company policy and procedures as they relate to third party due diligence and will play a key ... on appropriate due diligence practices, and mitigation measures in collaboration with in-house counsel in a clear and effective manner. The position will be expected… more
- Southern Company (Birmingham, AL)
- …entities. + Knowledge of or experience with federal and state legislative, regulatory , and administrative policy making and compliance enforcement processes. + ... issues could have on business objectives. + Work with internal / external legal counsel as needed to support market compliance matters. **Southern Power** , a… more
- MSC Industrial Supply Co. (Davidson, NC)
- …of the business. + Ability to develop and effectively communicate sound regulatory advice and/or policies including best practices, compliance objectives and ... SUMMARY:** The success of the Director of Supply Chain Compliance will be defined by their ability to develop...and procedures to ensure that the organization complies with regulatory requirements and company policies. The role monitors business… more
- Veterans Affairs, Veterans Health Administration (San Antonio, TX)
- …legal counsel , and equal employment offices; managing administrative and financial aspects such as budgets, contracts, and Tort Claim reimbursements; and serving ... Summary The Health System Specialist (Corporate Compliance Investigation Coordinator) oversees and conducts investigations across STVHCS, including AIBs, OAWP, OIG… more