- PPL Corporation (Louisville, KY)
- …PPL Corporation and its subsidiaries before courts and on property-related issues, regulatory compliance , risk management, and project development. This role ... exposure to PPL Corporation and its subsidiaries by ensuring compliance with applicable legal and regulatory requirements....a liaison with state and federal agencies, and outside counsel . + Assist with in administrative and financial… more
- State of Massachusetts (Boston, MA)
- …insurance related entities licensed or certified by the Division to ensure compliance with state laws, regulations and bulletins. Such examinations may include a ... market analysis on certain lines of business; Determining whether multi-state regulatory settlement agreements negotiated by other states are fair to Massachusetts… more
- Ankura (New York, NY)
- …to client engagements + Knowledgeable with medical record documentation and understand regulatory compliance guidelines and policies + Competent in medical ... team is a recognized leader in health care disputes, compliance , and investigations. Our clients and their counsel...on a wide variety of complex health care and regulatory matters. We work with Chief Compliance … more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:**...laundering (AML), Know Your Customer (KYC), sanctions, and other financial compliance requirements pertinent to DR services.… more
- USAA (Irvine, CA)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... seeking a talented personal injury Legal Assistant for our Irvine, California staff counsel law office. As a dedicated personal injury Legal Assistant, you will… more
- State of Colorado (Denver, CO)
- …Join the Office of the Attorney General! The Public Utilities Commission (PUC) General Counsel Unit in the State Services section?is looking for an attorney to join ... at the forefront of these efforts. The PUC General Counsel Unit offers the opportunity to practice in a...at the Federal Communications Commission and the Federal Energy Regulatory Commission. PUC Unit attorneys conduct legal research and… more
- New York State Civil Service (New York, NY)
- …of general counsel as well as external federal or state regulatory agencies, Conference of State Bank Supervisor's multistate Mortgage Committee, State ... * Coordinates with the Department's executive management team, Office of General Counsel and Consumer Protection and Financial Enforcement Division in the… more
- First Horizon Bank (Charlotte, NC)
- …+ Perform detailed analysis of vendor risk profiles across operational, cybersecurity, financial , compliance , and reputational risk categories. + Evaluate the ... key performance indicators for the review and challenge function. + Ensure compliance with regulatory guidance and internal policy requirements. **Process… more
- HCA Healthcare (Manchester, NH)
- …medical education (CME) programs offered through the facility. **Accreditation and Regulatory Compliance ** Serve as the facility's subject matter expert ... PPE/peer review activities and functions. Respond to any reviews accreditation and regulatory compliance citations or deficiencies by developing and implementing… more
- Truist (Charlotte, NC)
- …for Truist Financial Corporation and its subsidiaries to ensure compliance with GAAP, regulatory reporting and affiliate transaction requirements. Such ... communicate with leadership, auditors and regulators** 7. Proactively provide counsel to senior leaders and financial management...quarterly press release, Forms 10-K and 10-Q, and other regulatory reporting in compliance with GAAP and… more