- TD Bank (New York, NY)
- …in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of ... to month-end financial closing, which details the Bank's month-to-month financial condition, and/or completion of regulatory reports + Reviews monthly… more
- JPMorgan Chase (Delaware, OH)
- …and update policies, procedures, and standards to ensure effective risk management and compliance + Ensure compliance with regulatory standards, engaging ... external stakeholders, including key cross-functional team leads and auditors, to ensure compliance with legal, regulatory , and industry standards + Manage… more
- JPMorgan Chase (Delaware, OH)
- …the identification, assessment and resolution of issues within the organization + Ensure compliance with regulatory standards, engaging with the audit team and ... plans for remediation + Manage the centralized oversight and facilitation of audit, regulatory and compliance activities across the teams + Develop and implement… more
- USAA (Northborough, MA)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... currently seeking a talented mid-level Legal Assistant for our Northborough, MA staff counsel law office. As a dedicated Legal Assistant (Mid-Level) you will provide… more
- First Horizon Bank (Knoxville, TN)
- …in departmental projects that ensure unit contingency planning and regulatory compliance . **Essential Duties and Responsibilities:** Candidate should ... service level agreements. + Develop and manage efficient processes to maintain regulatory compliance . + Efficient staffing management - hiring recommendations;… more
- First Horizon Bank (Raleigh, NC)
- …Compliance and Internal Audit partners to ensure that the credit remains in compliance with Bank and regulatory policies. + Provide documentation to Loan ... according to policies and procedures, and provide comments regarding the documents to bank counsel and the Line of Business as needed. + Work with bank counsel… more
- LEES MARKETPLACE (Vineyard, UT)
- …The Pharmacy Manager oversees the daily operations of the pharmacy, ensuring compliance , safety, and exceptional guest service. This role leads, trains, and supports ... and schedule pharmacy staff, including pharmacists, technicians, and interns. + Monitor compliance with all state, federal, and company policies, including HIPAA and… more
- First Horizon Bank (Lafayette, LA)
- … compliance , or related field. + Minimum of 10 years' experience working in regulatory compliance , preferably with 7 years' focus on CRA. + Proven project ... across diverse associate and client groups. + Advanced proficiency with regulatory software solutions, Microsoft Office Suite, and compliance management… more
- Tucson Electric Power (Tucson, AZ)
- …process, including the reconciliation of energy transactions, ensuring accuracy and compliance with regulatory requirements. . Evaluate and implement accounting ... process, including the reconciliation of energy transactions, ensuring accuracy and compliance with regulatory requirements. + Evaluate and implement accounting… more
- Ankura (Los Angeles, CA)
- …Care team is a recognized leader in health care disputes, compliance , and investigations. We combine unparalleled clinical, technical, and operational expertise ... with financial , economic, analytic skills. Our clients and their legal counsel rely upon us to successfully resolve complex matters. Ankura's health care team is… more