- Santander US (Coconut Grove, FL)
- …preservation of digital trust and ensure that the oversight is adequate to minimize compliance and regulatory risk by resolving issues and ensuring adherence to ... Santander is a global leader and innovator in the financial services industry. We believe that our employees are...rules and regulations, and that the company complies with legal/ regulatory statutes and jurisdictions, as they relate to the… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... monitoring covenant compliance , as well as adherence to policy and regulatory requirements to include those connected with leveraged credit extensions. + Lead… more
- First Horizon Bank (Birmingham, AL)
- …+ understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design ... the design and effectiveness of internal controls, risk management practices, and regulatory compliance associated with Treasury and enterprise risk functions. +… more
- Citigroup (New York, NY)
- …LFU Mumbai to perform periodic written reviews of the clients' financial and operating performance, covenant compliance , management/relationship strategy, and ... a comprehensive understanding of the wide range of complex financial issues facing our clients and can provide VPs...leveraged lending underwriting experience. Prior experience working in a regulatory and compliance policy environment + Proven… more
- JPMorgan Chase (Atlanta, GA)
- …stakeholders, including key cross-functional team leads, regulators, and auditors, to ensure compliance with legal, regulatory , and industry standards + Manage ... mitigation + Demonstrated expertise in risk management frameworks, industry standards, and regulatory requirements relevant to the financial industry + Proven… more
- Eversource Energy (East Berlin, CT)
- …and makes final determinations as to acceptability of audit adjustments\. + Financial and regulatory accounting for transaction taxes: external accounting for ... trains and develops department staff in multiple disciplines including tax compliance and research, financial accounting, accounting for income taxes… more
- Robert Half Legal (Minneapolis, MN)
- …documents. + Client Advisory: Provide practical legal advice on corporate governance, compliance , and regulatory issues related to deal structures and corporate ... Collaboration: Work closely with internal and external stakeholders, including clients, financial advisors, and opposing counsel , to develop solutions and… more
- USAA (San Antonio, TX)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... Council members, to ensure connectivity and consistency. S/he will provide counsel to executive-level leaders and support activities related to reputation building,… more
- JPMorgan Chase (Wilmington, DE)
- …process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with ... external stakeholders, including key cross-functional team leads and auditors, to ensure compliance with legal, regulatory , and industry standards + Manage… more
- Gateway Hudson Valley (Beacon, NY)
- …residents are up to date and properly documented and stored per agency and regulatory policy and procedure. + Monitor financial records for assigned residents. ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES… more