- Scotiabank (Dallas, TX)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Banc of California (Santa Ana, CA)
- …due diligence items and legal documents required to ensure accurate closings and compliance with bank and regulatory requirements and procedures. + Identify any ... in place. Collecting and reviewing evidence of insurance to confirm coverage is in compliance with bank and regulatory requirements. May Perform final review of… more
- TD Bank (New York, NY)
- …root cause analysis and remediation of infrastructure incidents and capacity risks. ** Compliance & Regulatory Alignment** + Ensure infrastructure adheres to ... managing infrastructure platform across global trading floors or regulated financial environments. + Understanding of regulatory requirements impacting… more
- Arrow Electronics (Centennial, CO)
- …+ Represent the company in regulatory matters, audits, and external counsel engagements. + Collaborate with compliance , security, and risk teams to ... a seasoned and strategic **Director, Data Protection & Privacy Counsel ** to lead our global legal functions for Data...in shaping and executing our data protection strategy, ensuring compliance with evolving AI, data protection and global privacy… more
- Broadview FCU (Albany, NY)
- …+ Five (5) to seven (7) years of relevant legal experience, preferably in financial services, regulatory compliance , or civil litigation. + Excellent oral, ... of Role: Support the Chief Legal Officer in ensuring compliance with applicable laws and regulations. This role will...applicable laws and regulations. This role will provide legal counsel and support for a range of legal matters… more
- Fairfield University (Fairfield, CT)
- …electronically all pertinent documentation and manifests that are essential for financial and informational reports and compliance , + maintain electronically ... implements federal, state, county, town and university codes with respect to compliance by departments and personnel; serves as central resource for environmental… more
- TD Bank (Cherry Hill, NJ)
- …Healthcare, and Municipal/Tax Exempt Banking. Department is accountable for providing financial support to reporting, forecasting, and other FP&A support functions. ... a team of Business Finance professional roles that provide strategic financial analysis, insights, decision support and/or reporting results and/or provide guidance… more
- Amrize (Theodore, AL)
- …internal controls, and CAAP. Ensures adherence to SOX, corporate policies, and regulatory compliance requirements. + Demonstrate a commitment to communicating, ... financial results and analysis to enable the local management to make informed financial decisions and plans, while also ensuring compliance with company and… more
- CareOregon (Portland, OR)
- …organizational strategic priorities. + Ensures effective operations and measurements, including compliance and regulatory reporting of required activities under ... Direct Reports Vice President, Controller, Finance Directors Manager Title Chief Financial Officer Department Finance Pay and Benefits Estimated hiring range… more
- LEES MARKETPLACE (Vineyard, UT)
- …efficiently, counseling guests on prescription and over-the-counter medications, and ensuring compliance with all legal, regulatory , and company policies. The ... and accurately fill prescriptions according to legal and ethical guidelines. + Counsel guests on proper medication usage, dosage, interactions, and potential side… more