- First Horizon Bank (Memphis, TN)
- …closely with executive and senior leaders of the Corporate Compliance Department, handling sensitive information and providing high-level administrative support, ... of executive-level presentations, committee materials, assisting with coordination of regulatory related activities, overseeing general office administration tasks and… more
- OneMain Financial (Irving, TX)
- …investor relations, and internal teams. + Ensure strong internal controls over financial reporting, including SOX compliance . + Drive process improvements across ... VP, Director of SEC Reporting, you will lead and oversee the external financial reporting process for the company, including US Securities and Exchange Commission… more
- Bank of America (San Diego, CA)
- …business needs. Job expectations include driving responsible growth while minimizing regulatory , financial , operational, and reputational risks. The **Market ... prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel + Proactively identifying opportunities to connect Financial Advisors… more
- Pacific Northwest National Laboratory (Richland, WA)
- …of safety, maintainability, and continuous improvement, ensuring operational efficiency, regulatory compliance , and long-term organizational resilience. The ... Environment, Health, Safety and Security (EHS&S) Division is to minimize risks, assure compliance with regulatory standards, and promote a culture of safety,… more
- Citigroup (San Jose, CA)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...of the affluent and High Net Worth segment with financial planning and excellent discovery and profiling skills. +… more
- Citigroup (Paramus, NJ)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...and High Net Worth segment through the use of financial planning and excellent discovery and profiling skills. +… more
- Citigroup (Hewlett, NY)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...and High Net Worth segment through the use of financial planning and excellent discovery and profiling skills. +… more
- First Horizon Bank (Coral Gables, FL)
- …oversight and is responsible for the annual review, renewal, loan covenant compliance reviews and financial collection process within assigned loan portfolio. ... the specific customer requirements and needs. + Collect appropriate financial data and information to ensure an accurate risk...to date status for all positional and company required compliance and regulatory courses by assigned due… more
- First Horizon Bank (Knoxville, TN)
- … compliance requirements. * Make informed prioritization decisions reflecting regulatory compliance , technical dependencies, risk mitigation, and client ... management practices, including data quality, data governance, data security, and compliance requirements (preferably within financial services). * Proven… more
- American Express (New York, NY)
- …in legal, compliance , risk management, or program management roles within financial services or technology sectors. + Proven ability to manage complex projects, ... Role** The legal industry is evolving - and so are we. The Global Counsel 's Organization (GCO) in American Express is transforming how legal teams deliver value… more