- Bank of America (San Diego, CA)
- …business needs. Job expectations include driving responsible growth while minimizing regulatory , financial , operational, and reputational risks. The **Market ... prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel + Proactively identifying opportunities to connect Financial Advisors… more
- First Horizon Bank (Memphis, TN)
- …closely with executive and senior leaders of the Corporate Compliance Department, handling sensitive information and providing high-level administrative support, ... of executive-level presentations, committee materials, assisting with coordination of regulatory related activities, overseeing general office administration tasks and… more
- Pacific Northwest National Laboratory (Richland, WA)
- …of safety, maintainability, and continuous improvement, ensuring operational efficiency, regulatory compliance , and long-term organizational resilience. The ... Environment, Health, Safety and Security (EHS&S) Division is to minimize risks, assure compliance with regulatory standards, and promote a culture of safety,… more
- Citigroup (San Jose, CA)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...of the affluent and High Net Worth segment with financial planning and excellent discovery and profiling skills. +… more
- Citigroup (Paramus, NJ)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...and High Net Worth segment through the use of financial planning and excellent discovery and profiling skills. +… more
- First Horizon Bank (Lafayette, LA)
- …oversight and is responsible for the annual review, renewal, loan covenant compliance reviews and financial collection process within assigned loan portfolio. ... the specific customer requirements and needs. + Collect appropriate financial data and information to ensure an accurate risk...to date status for all positional and company required compliance and regulatory courses by assigned due… more
- Citigroup (Hewlett, NY)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...and High Net Worth segment through the use of financial planning and excellent discovery and profiling skills. +… more
- First Horizon Bank (Knoxville, TN)
- … compliance requirements. * Make informed prioritization decisions reflecting regulatory compliance , technical dependencies, risk mitigation, and client ... management practices, including data quality, data governance, data security, and compliance requirements (preferably within financial services). * Proven… more
- American Express (New York, NY)
- …in legal, compliance , risk management, or program management roles within financial services or technology sectors. + Proven ability to manage complex projects, ... Role** The legal industry is evolving - and so are we. The Global Counsel 's Organization (GCO) in American Express is transforming how legal teams deliver value… more
- City of New York (New York, NY)
- …of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, Revenue and Enforcement Administration (IREA), Office of ... integrity, and makes sure they adhere to best practices, comply with legal and regulatory requirements and adhere to all relevant policies. OAQA is comprised of the… more