- Ankura (OH)
- …methodology and system of quality control. + Assist external and internal counsel to perform investigations of corporations surrounding breaches in a corporation's ... colleagues, clients, fraud examiners, internal and external auditors, lawyers, and regulatory authorities on challenging, sensitive and adversarial situations + Lead… more
- Sanofi Group (Morristown, NJ)
- …ensure the appropriate quantification of potential liability and risk. + Interpret regulatory requirements and provide financial impact analysis when necessary + ... case analysis, review, and approvals. This position will also lead the financial analysis of government strategies, commercial strategies and their impact on… more
- Citigroup (Jersey City, NJ)
- …and cleaner reconciliations. GTPL will continue enabling several global functions like Compliance , Risk including BASEL, Tax and Regulatory Reporting and ... consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... needs. + Execute deals by coordinating loan sellers, syndication group, counsel , accountants, rating agencies, investors, and deal vendors. + Maintain thorough… more
- PennyMac (Fort Worth, TX)
- …and develop strategies to mitigate them. Serve as a subject matter expert on regulatory changes and industry best practices + Financial Strategy and Analysis: ... PENNYMAC Pennymac (NYSE: PFSI) is a specialty financial services firm with a comprehensive mortgage platform and integrated business focused on the production and… more
- State of Arkansas (Little Rock, AR)
- …including licensure processing, rulemaking coordination, board meeting facilitation, and regulatory compliance . Develop, implement, and oversee policies, ... and ADH policy. Manage the board's budget, monitor expenditures, and prepare financial reports in compliance with state accounting procedures. Coordinate and… more
- iHeartMedia (San Antonio, TX)
- …opposing counsel . + Calendar and track document and response deadlines ** Regulatory Compliance & Confidential Information Management** + Request and manage ... of high-level legal and administrative duties, including assisting with compliance obligations, calendaring and ensuring deadlines are met, managing documentation,… more
- MUFG (Tempe, AZ)
- …Act, information security and suspicious activity reporting requirements, and other regulatory and compliance policies and procedures. Actively participate in ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- City National Bank (Dallas, TX)
- …the design and operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance , including BSA/AML, OFAC and ABAC. This position ... and reports for sufficient scope, accuracy, appropriateness of conclusions and compliance with requirements. * Coordinate and manage regulatory requests… more
- Spokane County (Spokane, WA)
- …eligibility for first appearance. + Responds to discovery requests from opposing counsel per statutory time limits. + Provides appropriate documentation per statute ... case plans. Reviews reports for timeliness, accuracy and validity to ensure full compliance . + Opens, date stamps, sorts and distributes incoming mail and processes… more