- PNC (Atlanta, GA)
- …Reporting, Managing Multiple Priorities, Market Risk, Negotiating, Problem Solving, Regulatory Environment - Financial Services **Work Experience** Roles ... and economic data to determine the economic impact and/or compliance impact for the operation of the assets. Interprets...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Bank of America (San Francisco, CA)
- …prospects, Financial Advisor recruits, vendors, regulators and outside legal counsel + Requires diversification and experience with Bank of America and Merrill ... legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the… more
- Banc of California (Woodland Hills, CA)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for providing financial , credit, and trend analysis for the delivery of the Banks credit… more
- First Horizon Bank (Lafayette, LA)
- …for clients, their attorneys and CPAs. + Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing ... solutions, business transition strategies, etc. You will utilize our financial planning strategy to advise high net worth individuals...audit, compliance and regulatory framework to ensure a high quality, compliant portfolio… more
- First Horizon Bank (Greensboro, NC)
- …for clients, their attorneys and CPAs. + Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing ... preserving, and managing their wealth. You will utilize our financial planning strategy to advise prospects on all aspects...audit, compliance and regulatory framework in order to ensure a high quality,… more
- Wells Fargo (Abernathy, TX)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... requires effective communication with clients, internal risk partners, banking colleagues, legal counsel , and other financial institutions. Learn more about the… more
- BMO Financial Group (CO)
- …offensive security direction that is aligned with corporate business objectives, regulatory requirements and relevant attack scenarios. **KEY Functions :** + ... reporting and remediation guidance in alignment with local and global regulatory requirements and internal governing enterprise risk management policies. Identifies… more
- NextEra Energy (Juno Beach, FL)
- …and guards against legal risks involving the organization * Works to ensure budget compliance and avoids the need for outside counsel * Ensures disclosure of ... attorney for the commercial and infrastructure group within NextEra Energy's General Counsel Business Unit. This position will provide legal support related to… more
- Ankura (Lexington, NY)
- …team combines unparalleled clinical, technical, and operational experience with the financial , economic, analytical expertise that healthcare clients and their legal ... counsel rely upon to successfully navigate complex matters. Our...these companies may be facing. We combine in-depth operational, compliance , and clinical industry knowledge with exceptional data analytics,… more
- State of Georgia (Fulton County, GA)
- …issues related to contracts, grants, employment matters, civil rights legal compliance , open records requests, records retention, financial assurance ... for Job Alerts This individual would serve as in-house counsel to the Division and would be responsible for...providing plain-language interpretation of legal requirements, and legislative and regulatory drafting. This individual may act as a lead… more