- Citigroup (Brooklyn, NY)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...in PWM and Retail bank through the use of financial planning and excellent discovery and profiling skills +… more
- Robert Half Management Resources (Rockwall, TX)
- …Texas, this is 100% onsite. This role involves overseeing strategic tax planning, compliance , and financial operations for a privately held organization with ... legal counsel on entity structuring and tax-related implications. * Provide financial documentation to support banking and regulatory requirements. * Oversee… more
- MTA (New York, NY)
- …development, review, evaluation, and revision of training programs for compliance with current statutory/ regulatory requirements, documented practices, ... review activities. Courses include, but are not limited to: New hire, regulatory , refresher, and other technical, safety, and professional development training for… more
- First Horizon Bank (Charlotte, NC)
- …of supplier and vendor contracts, ensuring alignment with business needs, and compliance with company policies in an ever-changing regulatory environment. This ... excellence, enhances vendor relationships, and strengthens risk management and compliance throughout the contract management lifecycle. **Location:** Charlotte, NC;… more
- Coinbase (Charlotte, NC)
- …is a critical and high-profile position that will play a crucial role in financial reporting and other statutory and regulatory filings. *What You'll Be Doing ... as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want… more
- American Express (Phoenix, AZ)
- …end-to-end security and technology assessments of business products and to report on compliance /non- compliance with regulatory expectations and report on key ... and maintaining excellent relationships across Technology, Operational Risk, General Counsel 's Office (GCO), Global Banking and business teams, working closely… more
- University of Rochester (Rochester, NY)
- …inspection and quality control activities. + Coordinate with the Office of General Counsel as needed for assistance and compliance with legal matters concerning ... design, and project execution. **ESSENTIAL FUNCTIONS** **Business Operations & Financial Management** + Provide executive leadership and management to PDC,… more
- TD Bank (Mount Laurel, NJ)
- …all Commercial lending, and directly influences asset quality, administrative processes, compliance with internal policies and guidelines, as well as adherence to ... safe, and sound banking practices as defined by laws, regulations and other regulatory expectations. This role manages and provides guidance to a team of Loan… more
- Cargill (Wayzata, MN)
- …+ Develop SOPs and job aids as required. + Stay apprised of the financial regulatory environment for changes applicable to funding documentation activities. + ... manage a complex and diverse portfolio of corporate funding documents ensuring compliance with relevant compliance and regulatory requirements.… more
- Entergy (Hammond, LA)
- …Service Commission, City Counsel , and executive complaints. . Responsible for compliance and adherence to regulatory rules and guidelines, SOX rules, and ... and mitigating revenue losses, ensuring billing accuracy, and enhancing the overall financial performance of the utility. This role will work with senior leadership… more