- Aegon Asset Management (Cedar Rapids, IA)
- …to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life . ... United in our purpose, we help people create the financial freedom to live life on their terms. What...Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate… more
- Capital One (Mclean, VA)
- …network operations and ecosystem related risks, as well as risk management and regulatory expectations for a large financial institution. This role will be ... least 5 years of experience in internal or external auditing, accounting, financial analysis, information systems, compliance , risk management or a combination… more
- JPMorgan Chase (Atlanta, GA)
- …and waivers. Manage and monitor loan products including affirmative, negative and financial covenant compliance . Manage ongoing communication with bank group ... As part of Risk Management and Compliance , you are at the center of keeping...with clients, other product partners, internal and external legal counsel , lenders, consultants and investors. **Job Responsibilities** + Lead… more
- Capital One (Riverwoods, IL)
- …network operations and ecosystem related risks, as well as risk management and regulatory expectations for a large financial institution. This role will be ... least 3 years of experience in internal or external auditing, accounting, financial analysis, information systems, compliance , risk management or a combination… more
- First Horizon Bank (Birmingham, AL)
- …the team and with other associates. * Champion data governance initiatives, fostering compliance with regulatory requirements and aligning with bank standards. * ... The Manager collaborates closely with associates across technology, operations, compliance , and business functions to advance data governance and deliver… more
- Citigroup (Irving, TX)
- …management of people and planning. **Responsibilities:** + Responsible for providing legal counsel regarding the servicing process of the Mortgage Business and the ... industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating where appropriate + Collaborates across internal lines… more
- Zions Bancorporation (Long Beach, CA)
- …leading, and directing a banking branch with regards to sales, operations, and corporate/ regulatory compliance to meet assigned lending, deposit, and fee income ... Oversees, leads, and directs a branch with regards to sales, operations, and corporate/ regulatory compliance to meet assigned lending, deposit, and fee income… more
- PNC (NC)
- …for collaboration. + Ensures the business adheres to policies, procedures and regulatory standards. Independently resolves compliance issues and drives risk ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Capital One (Houston, TX)
- …and employ all policies and procedures of the Bank. Remain up-to-date on all bank compliance regulatory policies and procedures and on all pending and proposed ... raised during deal review and approval meetings + Review financial models independently and incorporate complex structures or nuances...regulatory changes affecting bank compliance . **Basic Qualifications:**… more
- Zions Bancorporation (Fremont, CA)
- …leading, and directing a banking branch with regards to sales, operations, and corporate/ regulatory compliance to meet assigned lending, deposit, and fee income ... Oversees, leads, and directs a branch with regards to sales, operations, and corporate/ regulatory compliance to meet assigned lending, deposit, and fee income… more