- Robert Half Legal (San Diego, CA)
- …A well-established financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing ... Description Financial Services Company Seeks Senior Attorney Focused on...to the broker-dealer and investment advisory platforms, focusing on regulatory compliance and risk mitigation. + Respond… more
- Mastercard (Arlington, VA)
- …people, businesses and governments realize their greatest potential._ **Title and Summary** Counsel , Regulatory Overview: Mastercard's Global Regulatory team ... and interpersonal skills, familiarity with emerging trends in the relevant regulatory environment and the payments ecosystem, and sharp critical and strategic… more
- AIG (New York, NY)
- …policy rate and form filings. + Support issues related to market conduct and financial exams. + Prepare regulatory filings (eg, Holding Company, and company ... throughout AIG including Underwriting (multiple lines of business), Comptrollers, Investments, Regulatory Reporting, Tax, and Litigation, as well as regulators. This… more
- Trexquant Investment (Stamford, CT)
- …nuanced topics in the financial market space + Support the company's compliance with SEC regulatory requirements and industry best practices by working ... and agreements for separately managed accounts + Advise on financial market and global trading regulatory obligations,...closely with the company's Chief Compliance Officer and staff + Provide guidance to … more
- University of Rochester (Brighton, NY)
- …the Deputy General Counsel for Health Sciences, researches, analyzes, and provides regulatory compliance advice on the Fraud and Abuse + Laws, including, but ... legal matters. Manages disputes, risks and projects related to regulatory compliance and legal transactions. Identifies ...regulatory risks and exposures to the Deputy General Counsel for Health Sciences and other key stakeholders and… more
- NBT Bank (Norwich, NY)
- …stakeholders and external counsel to assess legal risks and ensure compliance with regulatory requirements. + Draft and review transaction documents. Other ... (M&A). This role is critical to ensuring legal and regulatory compliance , mitigating risk, and enabling innovation...7 years of legal experience, preferably within a large financial institution, major law firm, or regulatory … more
- Capital One (Richmond, VA)
- …senior line-of-business attorneys. **The Successful Candidate Will Have:** + Litigation or financial services regulatory experience + Ability to support business ... Manager, Counsel - Card Legal (Hybrid) The US Card...**Preferred Qualifications:** + 4+ years of commercial litigation or regulatory law firm experience or 4+ years financial… more
- Wolters Kluwer (Cary, NC)
- …and Compliance Department (GLCD) and will report to the VP, Associate General Counsel of Financial & Corporate Compliance , with a dotted line reporting ... business unit ( Compliance Solutions). The Legal Director & Assistant General Counsel - FCC will, preferably, be based in New York, NY (or another location,… more
- CareFirst (Baltimore, MD)
- …legal practice to which the position is assigned with a focus on regulatory , compliance , litigation, and employment law. **ESSENTIAL FUNCTIONS:** + Provides ... memoranda and provides legal guidance on a wide variety of legal, regulatory , contractual, compliance , corporate governance and operational matters, including… more
- Capital One (Chicago, IL)
- Manager, Counsel : Complaints, Disputes & Fraud (Hybrid) Capital One's growing Legal department will allow you to showcase your talents in a fast paced, fun ... enjoying our exceptional culture and work life balance. The Counsel /Manager will be a part of the Consumer and...will be the initial point of contact for assisting compliance and business partners who provide written responses to… more