- Truist (Raleigh, NC)
- …to BU CRO and/or Business Unit Risk Committee. + Guide risk-taking behavior. Provide counsel and advice to BU and senior BU leaders. + Monitor risk exposures, ... across Truist (where applicable). + Advocate the Bank's risk culture, compliance with enterprise risk initiatives and promote sound risk management practices.… more
- US Bank (Chicago, IL)
- …Day One. **Job Description** Coordinates the preparation of loan/lease packages in compliance with policies and procedures, regulatory guidelines and investor ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...obtain additional documents needed to complete the file. Ensures compliance with internal policies, regulatory and investor… more
- First Horizon Bank (Memphis, TN)
- …within the bank. This role involves identifying, assessing, and mitigating operational, compliance , and strategic risks to ensure the bank's safety, soundness, and ... adherence to all regulatory requirements. The role works directly with the second...effectiveness. + Monitor business unit activities to ensure ongoing compliance with applicable laws, regulations, and internal standards. **Required… more
- System One (Ashburn, VA)
- …operations, standards and results + Prepare ad hoc and required industry and regulatory reports including audit inquires in compliance with internal and external ... Responsibilities: + Serve as primary liaison to the Office of General Counsel for legal matters involving consumer lending issues + Investigate and respond… more
- Ankura (New York, NY)
- …review, and/or analyses of electronic data relevant to management consulting, financial investigation, and regulatory / compliance engagements + Mentor ... + Proven track record of working on forensic accounting and investigations and regulatory / compliance engagements + A successful track record of generating $3 -… more
- Federal Aviation Administration (Miramar, FL)
- …record keeping system; and have facilities and procedures that meet all regulatory requirements. Regularly visits the organization's stations and other offices to ... incidents and accidents. Provides verbal and/or written technical assistance to legal counsel , testifies at court trials and formal hearings, and gives depositions.… more
- Zions Bancorporation (Culver City, CA)
- …leading, and directing a banking branch with regards to sales, operations, and corporate/ regulatory compliance to meet assigned lending, deposit, and fee income ... Oversees, leads, and directs a branch with regards to sales, operations, and corporate/ regulatory compliance to meet assigned lending, deposit, and fee income… more
- ProMedica Health System (Oregon, OH)
- …vii. Concern for adult, child, animal abuse and neglect viii. Supportive counsel and intervention ix. Guardianship x. Financial /indigent concerns xi. Other ... dilemmas arise. 15. Supports other departments, as needed. 16. Responsible for compliance with documentation guidelines as well as regulatory agencies. 17.… more
- First Horizon Bank (New Orleans, LA)
- …+ understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design ... Electronic Funds Transfer, Items Processing, Deposit Product Management, Digital Banking, Regulatory Compliance ) Excellent oral and written communication skills… more
- Bank of America (Chicago, IL)
- …legal counsel , and internal/external stakeholders. * Monitor borrower performance, financial condition, and covenant compliance to ensure timely risk rating ... are guided by a common purpose to help make financial lives better through the power of every connection....Support asset quality forecasting and reporting efforts. * Ensure compliance with internal credit policies and applicable regulatory… more