- UMB Bank (Kansas City, MO)
- …counterparties, custodians, and internal teams. + Maintain accurate records for audit and regulatory purposes. Compliance & Risk Control + Ensure adherence to ... ** Duties & Responsibilities** Transaction Processing & Settlement +...to compliance and management promptly. + Support compliance with global regulatory reporting requirements Client… more
- APTIM (Aiea, HI)
- …fire protection and prevention, and equipment and property protection. Ensures compliance with all environmental, health and safety regulations including OSHA and ... Provides technical assistance to office and field operations to ensure compliance with applicable international, federal, state and/or company environmental, safety,… more
- MUFG (Tempe, AZ)
- …experience in operational risk management, (Includes operations, operational risk management, compliance , audit, and third party risk management), or a combination ... Framework, etc) and experience with enforcement agencies oversight activities ( regulatory examinations, matters requiring attention (MRAs), consent orders, etc.)… more
- Molina Healthcare (Davenport, IA)
- …plan and in compliance with all relevant federal, state, and local regulatory requirements. **Job Duties ** + Enable market P&L success through support and ... Monitor and support sales and retention efforts. + Monitor compliance and regulatory risks. + Contribute to...and achievement of other performance objectives. + Other operational duties as assigned by the Segment Lead. **Job Qualifications**… more
- MUFG (Tampa, FL)
- …and contribute to special assignments and projects as required. + Ensure compliance with external regulatory /internal policy and procedural requirements + ... They will also monitor insurance coverage to ensure vendors remain in compliance with their contract. **Major Responsibilities:** + Insurance assessment of vendors +… more
- Santander US (New York, NY)
- …approves policies, procedures, contracts and related documents for business operations, regulatory compliance , , confidentiality of proprietary information, , ... strategies and solutions to potential, anticipated and/or identified legal, regulatory and/or compliance matters and issues of...job description does not list all of the job duties of the job. You may be asked by… more
- Raymond James Financial, Inc. (Denver, CO)
- … and Responsibilities:** * Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces with ... changes to organizational policies and procedures. * Performs other duties and responsibilities as assigned. **Knowledge, Skills, and Abilities:** **Knowledge… more
- GuideOne Insurance (West Des Moines, IA)
- …while partnering closely with a peer Deputy General Counsel who leads insurance regulatory and compliance matters. Reporting to the Chief Legal Counsel, this ... and accountability. Accountabilities: + Advise on governance structures, fiduciary duties , and corporate formalities + Prepare board materials, resolutions, and… more
- Republic Services (Nashville, TN)
- …also responsible for permitting and ensuring the Landfill remains in compliance with all applicable regulations during operation. **PRINCIPAL RESPONSIBILITIES:** + ... tracking. + Coordinates completion of permit applications and designs, including regulatory interface, site expansion, modification or changes to the operating plan… more
- Curia (Albuquerque, NM)
- …documentation for automated systems, including SOPs, PMs, and technical manuals, ensuring compliance with site and regulatory requirements. + Provide advanced ... sharing. + Support Validation and Computer Systems Validation activities to ensure compliance with industry standards and regulatory expectations. + Continuously… more