- Beth Israel Lahey Health (Danvers, MA)
- …as a responsive team member. + Demonstrates ability to fulfill role in Regulatory compliance and readiness. **Essential Duties & Responsibilities including ... with other disciplines, to support patient care. **Job Description:** **Essential Duties & Responsibilities: including but not limited to:** I. Clinical… more
- TD Bank (New York, NY)
- …of business, responding to requests, and providing guidance in support of the Compliance regulatory ** **engagement** **strategy. The Compliance Audit & Exam ... + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
- TD Bank (Mount Laurel, NJ)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions ... of the US Wealth Compliance Department, the Compliance Business Oversight Analyst duties :** + **Ensure...of experience **Preferred Background & Experience** + **Experience in regulatory compliance , legal or regulatory … more
- TD Bank (Greenville, SC)
- … testing to assess the effectiveness of operational procedures and controls related to regulatory compliance within business units of TD Bank and its affiliates. ... rules, and regulations (eg, primarily consumer financial protection laws).** ** Duties :** **The Senior Compliance Testing Analyst is...part of the second line of defense to assess regulatory compliance of businesses and/or operational units… more
- Auburn University (Auburn, AL)
- …and records communications of a confidential nature for the purpose of documenting regulatory compliance . Creates and runs queries and analyses on research ... and communication of a confidential nature for the purpose of documenting regulatory compliance . + Assists researchers in preparing submissions, responding to… more
- Transdev (Phoenix, AZ)
- … Manager plays a critical role in promoting a culture of safety, regulatory compliance , and operational excellence across multiple markets. This position is ... health and safety. + Stay current with Local/State/Federal driver regulatory compliance guidelines and road statutes-manual and...may be required up to 25%. + All other duties as assigned. Required Education and Experience: + Minimum… more
- TD Bank (Greenville, SC)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance ...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions ... oversight and support for key elements of the US Compliance Program, including: + Regulatory training +...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more
- NextEra Energy (Juno Beach, FL)
- …offers the opportunity to shape our organization's approach to grid modernization and regulatory compliance while working at the forefront of the evolving ... Leadership & Management_ + Lead cross-functional teams in executing ISO compliance projects, interconnection studies, and regulatory initiatives + Develop… more
- TD Bank (Mount Laurel, NJ)
- …**Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... ethics and compliance across the organization to manage and mitigate regulatory compliance and conduct risks.** + **Contribute to growth, innovation and… more