- Centene Corporation (Austin, TX)
- …Dual compliance department functions, including but not limited to, regulatory and D-SNP contract review and interpretation, periodic monitoring and auditing ... program, policies, and practices to ensure and maintain compliance with federal, state, and local regulatory ,...as needed basis, such as in response to a compliance issue or concern. + Performs other duties… more
- City National Bank (New York, NY)
- …etc.). *Must-Have** * Bachelor's Degree or equivalent * Minimum 7 years of compliance , regulatory compliance with respect to registered investment adviser ... management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or… more
- Southwest Gas Corporation (Las Vegas, NV)
- …*Provide subject matter expertise and guidance on compliance risks, regulatory interpretations, and policy implementation. *Perform related duties and ... within Customer Technology Support. The Administrator helps promote ethical practices, reduce regulatory and legal risk, and ensures consistent compliance across… more
- Cargill (Houston, TX)
- …Middle Office, Finance, Operations, Accounting and Legal, as well as with Regulatory Compliance teams including Testing & Auditing, Business Support Network, ... of four years of related work experience + Relevant experience in Regulatory Compliance , Operations, Finance, Accounting, Audit, Legal, Sales, Trading, or… more
- Wawa, Inc. (IA)
- …one company. + Certified Compliance and Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM), or Retail Compliance Professional ... ethical culture of integrity and accountability. This role includes overseeing compliance and governance programs, managing business-specific regulatory risks,… more
- Raymond James Financial, Inc. (New York, NY)
- …for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions, ... senior business leaders to drive strategic initiatives while managing a team of compliance professionals. **Essential Duties and Responsibilities** + Serve as an… more
- Citigroup (New York, NY)
- …cross-border impact. + Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge. + ... to prevent and detect non- compliance issues and promote a culture of compliance . + Additional duties as assigned. + Appropriately assess risk when business… more
- Marex (New York, NY)
- …agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, ... and ensuring that all employees understand their responsibilities. Furthermore, Compliance is a bridge between Marex and regulatory...The Company may require you to carry out other duties from time to time. Competencies, Skills and Experience:… more
- HCA Healthcare (Louisville, KY)
- …existing areas of vulnerability and risk as it relates to accreditation and regulatory compliance and develop corrective action plans for resolution. 11. ... part of our team. **Job Summary and Qualifications** The Senior Director of Accreditation, Compliance , and Regulatory Affairs will lead the College in the areas… more
- Raymond James Financial, Inc. (Memphis, TN)
- **Essential Duties and Responsibilities** + Oversees compliance exception reporting processes and approves corrective actions. + May coach, train, and mentor ... Planning and scheduling work to meet regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring… more