- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to providing fair ... who can provide you more specific details for this role. **Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing… more
- American Tower (Woburn, MA)
- …Support regulatory advocacy efforts and train coworkers on HazMat compliance processes. + Ensure accurate HazMat inventory in the department's site audit ... within the agreed upon timeframes through effective prioritization of duties and functions in a fast-paced environment. **What You...system. Maintain records of compliance documents, conduct routine follow ups with … more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk-related training and education processes in collaboration with internal stakeholders. + ... processes with key stakeholders. + May coach, train, and mentor others Compliance associates. + May coordinate with stakeholders to develop and implement continuing… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements ... a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - ...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, including: + Insider ... + Reviewing and providing feedback regarding others associates' work + Researching regulatory and compliance topics + Conducting compliance testing… more
- City of New York (New York, NY)
- …ensuring that all program operations and professional development initiatives align with regulatory compliance standards, including those set forth by the ... program quality and operational efficiency across youth services programs. Regulatory Compliance & Licensing Support: Assist in...community centered activities in an area related to the duties described above; or 2. High school graduation or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, experience, specialized training and/or certification to serve as the compliance partner for the Global Wealth Solutions ("GWS") business line, ... 529 plans, unit investment trusts, and exchange traded products. Provides regulatory and policy-driven guidance and consultation to business partners, designing,… more
- Johns Hopkins University (Fort Defiance, AZ)
- The Johns Hopkins Center for Indigenous Health is seeking a **_Sr. Compliance Monitoring Specialist_** . There are several Institutional Review Boards (IRBs) that we ... and interact with to conduct our work. The Sr. Compliance Monitoring Specialist is an integral member of the...individual serves as the Center's expert on IRB and regulatory requirements and will lead all IRB related activities… more
- Texas A&M University System (Kingsville, TX)
- …compliance and promotes a culture of ethical research and integrity. Essential Duties and Responsibilities Regulatory Oversight & Review: + Coordinates the ... and experience). Experience- Minimum of two years of related experience in research compliance , research administration, or regulatory affairs in an academic or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Planning and scheduling work to meet regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring ... **Essential Duties and Responsibilities** + Support the Chief Privacy...Master's degree preferred. Minimum of ten (10) years of Compliance , Legal, Banking and/or regulatory experience in… more