- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Planning and scheduling work to meet regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring ... experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and managing an assigned compliance… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …internal customers to identify, research, analyze and resolve complex issues. **Essential Duties and Responsibilities** + Oversees compliance program for an ... + Research compliance issues. + Alerts Senior Management of current regulatory issues. + Researches, interprets, and translates regulatory rules and… more
- NorthWestern Energy (Aberdeen, SD)
- …will play a pivotal role in maintaining our commitment to ethical practices and regulatory compliance . You will be responsible for implementing and monitoring ... in power plants or industrial facilities; environmental, environmental consulting, safety, regulatory compliance , and operations + Valid driver's license and… more
- NextEra Energy (Palm Beach Gardens, FL)
- …_Leadership and Strategy:_ + Develop and implement strategic plans for NERC compliance to ensure adherence to regulatory requirements and standards + ... evidence + Ensure accurate and timely submission of compliance reports to regulatory agencies and internal...between the business unit and the operations teams. **Job Duties & Responsibilities** + Develops and implements effective strategies… more
- MUFG (Irving, TX)
- …and support functions and assisting with efforts to ensure the company's compliance with applicable regulatory requirements. The work involves participation in ... with exposure to various areas within and outside of Compliance , Analysts will gain business, regulatory and...The major responsibilities listed above are the material job duties of this role for which the Company reasonably… more
- City National Bank (New York, NY)
- …- Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing the design, ... implementation and administration of the compliance rules engine within the Order Management System/Portfolio Management System to mitigate the regulatory ,… more
- Nordstrom (Seattle, WA)
- …complex regulatory frameworks. In this role, you will lead compliance assessments working directly with external assessors, partnering with internal stakeholders ... Provide input and guidance on our security policies and standards to ensure compliance with regulatory requirements + Identify and implement process improvements… more
- Metro Nashville Government (Nashville, TN)
- …throughout Metro Nashville. Employee will also be responsible for ensuring regulatory compliance with taxicabs, limousines, wreckers and transportainment ... vending zones, no parking zones, and residential parking. + Ensures regulatory compliance with taxicabs, limousines, wreckers and transportainment vehicles.… more
- Cupertino Electric (Roseville, CA)
- …Management Team ensures optimal fleet performance and maintenance, supporting productivity, regulatory compliance , and operational efficiency. This team is ... on maintaining accurate records and documentation related to driver compliance . **Driver & Regulatory Compliance ...and we do it with great people. The job duties listed are typical examples of work performed by… more
- New York State Civil Service (Albany, NY)
- …and supervisory actions taken, if any;* Monitors institution's financial condition, compliance with laws and regulations and regulatory reporting. * ... or practices.* Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements.* Evaluating financial… more