- Fiserv (New York, NY)
- …recommendations and risk assessments in line with regulatory requirements. + Execute compliance monitoring and testing for various verticals. + Develop, ... businesses, and cryptocurrency. This role provides strategic guidance, executes compliance monitoring and testing , and... regulatory compliance . + Experience with compliance monitoring and testing execution.… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...environment, standards, and regulations.** + **Knowledge and experience within compliance or audit, legal and regulatory environment,… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact… more
- SMBC (Jersey City, NJ)
- … testing reviews within the FCC Testing group, as part of the wider Compliance Monitoring & Testing function. This role will also support the Annual ... testing engagements to validate the efficacy of regulatory compliance internal controls and processes. The...of applicable laws and regulations and application thereof during monitoring and testing engagements. + Strong analytical… more
- American Express (Phoenix, AZ)
- … Compliance Testing ("ICT") team supporting the Global Risk and Compliance Monitoring & Testing (M&T) function. A successful candidate will ... have audit or compliance testing experience within a large bank...and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor… more
- FirstBank PR (San Juan, PR)
- … Manager to review and analyze information, action plans, and follow-up on identified compliance issues. + Regulatory Compliance Risk Assessments & BSA Risk ... process to identify trends, risk exposure, control effectiveness, and residual risks. + Compliance Testing and Reporting Plan : Keep Management up to date… more
- BD (Becton, Dickinson and Company) (Irvine, CA)
- …procedures, and other product development and manufacturing documentation to ensure regulatory requirements compliance , consistency, and accuracy + Provide ... content product and process changes, and product documentation to assure regulatory requirement's compliance , consistency, and accuracy + Other incidental… more
- Citigroup (Queens, NY)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for executing compliance monitoring indicators for assigned business unit/corporate function. ... activities for risk programs, risks and controls. 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints… more
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