- Sprinklr (Washington, DC)
- …experiences worldwide. **About** **the Role** Reporting to the General Counsel, the **Chief Compliance Officer (CCO)** will lead Sprinklr's global compliance ... CCO will be responsible for ensuring the Company meets all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and… more
- MUFG (Irving, TX)
- …Americas Compliance Testing (ACT) is an integral part of the MUFG Regulatory Compliance Risk Management function. This position executes a compliance ... & Trading business units with focus on the Markets Compliance program. The Compliance Officer ...Certified Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Regulatory Compliance Manger (CRCM), Certified Internal Auditor… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and...risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the… more
- MUFG (Irving, TX)
- …details. **Summary:** As part of the International Compliance Training Team, the Compliance Training Program Officer (FCTPO) for the Americas will be charged ... position will serve as the primary Audit, Testing, and Regulatory contact for the region and will report directly...report directly into a Global Financial Crimes Training Program Officer (GFCTPO) and the Global Core Compliance … more
- ManpowerGroup (Milwaukee, WI)
- …experienced legal professional to serve as Corporate Secretary and Chief Ethics and Compliance Officer for ManpowerGroup. This position is critical to ensure ... the Finance and Investor Relations teams to support shareholder engagement initiatives. Regulatory Compliance : * Oversee/Lead all SEC matters for the… more
- Vanguard (Malvern, PA)
- … program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard Funds and ... partners. + Regulatory Engagement: Serve as the primary liaison with regulatory bodies regarding Financial Crime compliance , ensuring timely and accurate… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... front line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program… more
- KeyBank (Denver, CO)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... and monitoring processes (including analytics), and applicable techniques for implementation of regulatory compliance requirements and compliance processes +… more
- M&T Bank (Wilmington, DE)
- **Overview:** The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in ... securities laws and to promote a culture of ethical conduct and regulatory compliance throughout the organization. The CCO will report directly to the Board… more
- Wilcox Industries (Newington, NH)
- At Wilcox, the role of a Compliance Officer is vital in safeguarding the organization against legal and regulatory risks. This individual will ensure that ... to all relevant Export laws and internal policies. The Compliance Officer helps to maintain the organization's...to the company in all aspects of export/import & regulatory compliance . + Represents the Company as… more