- TD Bank (Charlotte, NC)
- …for Compliance Strategy and Operations (S&O)** to support the overall Regulatory Compliance Management (RCM) Program and Framework. This strategic, hands-on ... management and operation domains with a strong emphasis on regulatory compliance . You will shape data strategy,...regulatory risk matters. + Empowered to make prudent professional decisions in rendering advice and counsel to business… more
- TD Bank (Greenville, SC)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional ... reporting to multiple stakeholders, and manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and… more
- Alliant Energy (Cedar Rapids, IA)
- …Management * Corporate Governance * Legal Consulting * Legal Writing * Litigation * Professional Advocacy * Regulatory Compliance Our people are passionate ... Develops strategy, advocates, and manages complex commercial litigation, transactions or regulatory dockets before state or federal regulatory agencies involving… more
- BMO Financial Group (Chicago, IL)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory… more
- Southwest Gas Corporation (Las Vegas, NV)
- …within Customer Technology Support. The Administrator helps promote ethical practices, reduce regulatory and legal risk, and ensures consistent compliance across ... supported systems and processes. *Serve as the department's liaison for compliance -related activities, including communication with regulatory bodies, internal… more
- TD Bank (Mount Laurel, NJ)
- …enterprise as appropriate. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... compliance across the organization to manage and mitigate regulatory compliance and conduct risks** + **Contribute...compliance risk matters. + Empowered to make prudent professional decisions in rendering advice and counsel to business… more
- CareFirst (Washington, DC)
- …the highest standards of data management, privacy, security, and regulatory compliance . We are seeking an experienced professional to lead our data ... metrics, reporting progress to leadership **Data Usage & Rights, Privacy Management, Regulatory Compliance ** + Implement and manage data-related policies to meet… more
- WTW (Nashville, TN)
- …through the monitoring of KPIs/KRIs. + Ensuring governance frameworks support WTW's regulatory , audit, and compliance obligations, with the flexibility to adapt ... risk identification, ownership, and reporting. ** Compliance ** + Oversee compliance with technology and cyber-related global regulatory requirements, industry… more
- Citigroup (Tampa, FL)
- …Risk & Control and Governance Framework in the Regulatory Management and Compliance space. This role is a developing professional role with an emphasis ... arise unexpectedly, are intellectually curious, and who have high professional standards and deliver a thoughtful work product. **Role... management controls and oversight across ESPA, to mitigate regulatory compliance risk. The role helps to… more
- TD Bank (New York, NY)
- …Standard. To that end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of LRRs and Risk ... Standard. To that end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of LRRs and Risk… more