- TD Bank (Charlotte, NC)
- …+ 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists… more
- BMO Financial Group (Milwaukee, WI)
- … team is looking for a Compliance Officer. We focus on regulatory compliance for Commercial Banking, including Commercial Lending & Leasing and Treasury ... and testing of their controls, conduct risk assessments, and manage oversight of regulatory compliance issues. We partner with the business to prepare them… more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …Compliance Officer - Twin Cities Metro Area Are you a seasoned compliance professional looking for your next leadership challenge? A leading financial ... . Collaborate with executive and operational teams to ensure alignment of regulatory compliance priorities with overall business objectives. . Monitor industry… more
- University of Rochester (Rochester, NY)
- …to ensure compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to the Federal Acquisition ... in compliance with organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal… more
- HCA Healthcare (Louisville, KY)
- …existing areas of vulnerability and risk as it relates to accreditation and regulatory compliance and develop corrective action plans for resolution. 11. ... part of our team. **Job Summary and Qualifications** The Senior Director of Accreditation, Compliance , and Regulatory Affairs will lead the College in the areas… more
- HCA Healthcare (Nashville, TN)
- …governing medical, hazardous, pharmaceutical, and universal waste streams, while integrating regulatory compliance into daily operations. In addition to leading ... with the FacilitiGroup Regulatory Readiness team, manages enterprise-wide regulatory compliance through Complyos, designing and maintaining robust … more
- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a...nurture a high performing team. + Highest personal and professional integrity and standards to advance TD's vision and… more
- TD Bank (Greenville, SC)
- … testing to assess the effectiveness of operational procedures and controls related to regulatory compliance within business units of TD Bank and its affiliates. ... part of the second line of defense to assess regulatory compliance of businesses and/or operational units...**Depth & Scope:** + Exercises sound and expert independent professional judgment and discretion in interacting and communicating with… more
- Raymond James Financial, Inc. (New York, NY)
- …promoting professional growth and development. + Interpret evolving regulatory requirements and implement compliance strategies accordingly. + Collaborate ... for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions,… more
- Amazon (Redmond, WA)
- …unserved and underserved communities around the world. We are looking for an experienced compliance professional to join the Amazon Kuiper team to support ... regulatory compliance operations of the business. The Compliance ...Compliance Program Manager will be responsible for supporting regulatory compliance requirements, tracking test data and… more