- Principal Financial Group (Des Moines, IA)
- …You'll Do** Join our Benefits & Protection Compliance team as a Compliance Advisor supporting regulatory excellence in the life and disability insurance ... space! You'll partner with business leaders to ensure compliance with laws and regulations, manage regulatory ...Principal, we value connecting on both a personal and professional level. Together, we're imagining a more purpose-led future… more
- WIN Waste Innovations (Stamford, CT)
- …reporting of non- compliance events to federal, state, county, or local regulatory agencies. Assists corporate personnel as directed in ensuring that company and ... issues. Periodically meet with Operations Leadersto discuss hot/open environmental compliance issues, requests for information, regulatory interpretations,… more
- JPMorgan Chase (New York, NY)
- …and other Control functions. Additionally, you will need to have experience in Compliance , as well as familiarity with regulatory best practices. **Job ... compliance and conduct risks. + Collaborate with legal, regulatory engagement, the business and other control functions to...and skills** + Bachelor's degree + 5+ years of professional experience in the financial services industry in areas… more
- Vanguard (Charlotte, NC)
- We are seeking a seasoned compliance professional to lead monitoring and testing for our broker-dealer's Cash program, which includes banking-like features such ... CC, NACHA rules, and FINRA oversight. You will design and execute compliance testing frameworks, conduct regulatory due diligence, and validate control… more
- Vanguard (Malvern, PA)
- …The successful candidate will lead a dedicated team, oversee the financial crimes compliance program, and ensure adherence to regulatory requirements. Serves as ... partners. + Regulatory Engagement: Serve as the primary liaison with regulatory bodies regarding Financial Crime compliance , ensuring timely and accurate… more
- Johns Hopkins University (Fort Defiance, AZ)
- The Johns Hopkins Center for Indigenous Health is seeking a **_Sr. Compliance Monitoring Specialist_** . There are several Institutional Review Boards (IRBs) that we ... and interact with to conduct our work. The Sr. Compliance Monitoring Specialist is an integral member of the...individual serves as the Center's expert on IRB and regulatory requirements and will lead all IRB related activities… more
- Martin's Point Health Care (Portland, ME)
- …and referral activities, metrics, production, and phone-calls. The supervisor ensures compliance with regulatory requirements, benefits, professional ... of business. The Supervisor will maintain a detailed knowledge of applicable regulatory and accrediting body standards (ie American Nurses Association (ANA), Case… more
- Amazon (Arlington, VA)
- …grow and scale our internal compliance processes and mechanisms to meet the compliance and regulatory expectations in the US Public Sector Market. You should ... be an experienced and industry professional who has the ability to...technical field. - 5+ years of IT security audit, compliance and/or relevant Federal regulatory experience. -… more
- Regions Bank (Birmingham, AL)
- …collaboratively facilitating the development of processes and procedures to ensure regulatory compliance , including participation in team meetings, business ... in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) + Strong analytical, research, and reporting… more
- Highmark Health (Austin, TX)
- …Examiner (CFE) + Certified in Healthcare Compliance (CHC) + Certified Compliance and Ethics Professional (CCEP) **SKILLS** + Broad-based business knowledge ... as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate integrity… more