- TD Bank (Greenville, SC)
- …and summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements + Ability to independently identify, assess, and ... a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program -… more
- Saratoga Hospital (Saratoga Springs, NY)
- …a standardized organizational dyad structure with the Policy and Regulatory Readiness Manager to ensure regulatory compliance . The Clinical Regulatory ... as regulatory audits of NYS Medical Staff Licensure and DEA registration compliance . The clinical Regulatory Readiness Manager will support when asked… more
- Bloomberg (New York, NY)
- …Technology partners, in delivering a Compliance Risk Management Program ( Program ) and contributing to key regulatory initiatives. The role focuses on ... Operational Risk Manager - Regulatory Mapping - 12...our communities as evidenced by our award-winning pro bono program . The Global Compliance team provides coverage… more
- SMBC (New York, NY)
- …updates, find efficiencies, respond to ad-hoc requests and support the implementation of compliance program enhancements with respect to each of the below-listed ... Compliance Program areas: + Policies and Procedures...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- American Express (Phoenix, AZ)
- …experience in any of the following: BSA-AML compliance , risk management, program management, and regulatory matters. + Effective written and verbal ... make an impact in this role?** The US AML Regulatory Engagement Manager will report to the...will report to the Director of the US AML Program , covering AENB and TRS (US). The Manager… more
- TD Bank (New York, NY)
- …the Company and supports the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- TD Bank (New York, NY)
- …a key member of the TDS US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created ... team within US Wholesale Compliance focused on remediation and program development...**Key Responsibilities:** + Draft and maintain comprehensive suite of regulatory Compliance policies and procedures + Coordinate… more
- Duquesne Light Company (Pittsburgh, PA)
- …administration of the Company's North American Electric Reliability Corporation (NERC) internal compliance program including all aspects of compliance with ... processes, business units and oversight responsibilities. Responsible for assisting the Regulatory Compliance Senior Managers with NERC CIP and O&P … more
- Actalent (St. Louis, MO)
- …in maintaining site and program readiness documentation. + Collaborate with the Regulatory Compliance Manager to develop and implement compliance ... Quality Engineer III/ Regulatory Compliance Specialist Job Description The...and may be subject to specific elections, plan, or program terms. If eligible, the benefits available for this… more
- TD Bank (New York, NY)
- …This VP Compliance role will be a key member of the TDS US Compliance Regulatory Initiatives Team and US Wholesale Compliance Group. The Compliance ... Regulatory Initiatives Team is a newly created team within US Wholesale Compliance focused on remediation and program development and improvement within TDS.… more