- Charles Schwab (Southlake, TX)
- …understood; assess IAM processes for compliance with published standards, regulatory requirements, and best practices; perform risk assessments and testing ... technologies and determine if risks are sufficiently managed. The Senior IT Risk Manager, Identity & Access...strongly preferred + 3+ years of experience in a risk , supervision/controls, compliance , or audit function +… more
- Capital One (Mclean, VA)
- Senior Associate, Risk Management - Governance, Valuations, & Innovation Capital One's Governance, Valuations, & Innovation (GV&I) Team is a second line of ... defense function housed within the Credit Risk & Analytics (CR&A) Division. GV&I is...of defense to ensure products and initiatives are in compliance with regulatory and internal policy requirements… more
- Intuit (Mountain View, CA)
- …market to power prosperity for our customers all over the world! We are seeking a Senior Regulatory Compliance Manager to support our money transmission and ... indicator reports, and present findings and recommendations to senior management, committees, and the board. + Represent the...Bachelor's Degree or equivalent experience, with 5-8+ years in regulatory compliance , legal, risk , or… more
- Scotiabank (New York, NY)
- Senior Analyst, Credit Risk - Corporates - US Risk Management **Requisition ID:** 237849 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- Aegon Asset Management (Cedar Rapids, IA)
- …or appropriate risk acceptance is documented and approved by FBA senior management. Ensure appropriate systems are updated, remediation action plans to address ... on-going monitoring, and exit). + Work closely with FBA senior managers and managers to ensure awareness and understanding...experience + Five years of experience in third party risk management, operational risk , or compliance… more
- Citigroup (New York, NY)
- …required. + Develop and manage key relationships with the NAM E-Trading Businesses, Technology, Risk and Compliance functions. + Has the ability to operate with ... E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. + Design, deliver, and...Structure + 10+ years relevant work experience in Business Risk & Controls, Compliance or Audit +… more
- Scotiabank (Tampa, FL)
- Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition ID:** 222945 **Salary Range:** 153,000.00 - 256,275.00 _Please note that the ... in an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking &...or GTB business. + Provide effective challenge of the Compliance Risk Assessment process for the TAO… more
- Mastercard (Atlanta, GA)
- … obligations * Manage ongoing supervision and examinations * Enhance and maintain regulatory compliance risk assessments * Maintain strong industry knowledge ... will report to the Senior Managing Counsel, Regulatory . The ideal candidate is a compliance ...for key risk indicators for escalation to senior management * Partner closely with AML Compliance… more
- TD Bank (Mount Laurel, NJ)
- …+ Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... **Job Description:** The Model Validation (MV) group in Enterprise Risk , Risk Management is responsible for the... Management and share knowledge with business partners and senior management. + Assume a leadership role in developing… more
- WSP USA (Boston, MA)
- …and implementation of project work associated with multimedia (air, water, and soil) risk assessments and environmental regulatory compliance in the ... **This Opportunity** WSP is seeking a ** Senior Human Health Risk Assessor** with...United States Environmental Protection Agency and many States' environmental regulatory programs. The ideal candidate would work closely with… more