- Charles Schwab (Southlake, TX)
- …understood; assess IAM processes for compliance with published standards, regulatory requirements, and best practices; perform risk assessments and testing ... technologies and determine if risks are sufficiently managed. The Senior IT Risk Manager, Identity & Access...strongly preferred + 3+ years of experience in a risk , supervision/controls, compliance , or audit function +… more
- Capital One (Mclean, VA)
- Senior Associate, Risk Management - Governance, Valuations, & Innovation Capital One's Governance, Valuations, & Innovation (GV&I) Team is a second line of ... defense function housed within the Credit Risk & Analytics (CR&A) Division. GV&I is...of defense to ensure products and initiatives are in compliance with regulatory and internal policy requirements… more
- Scotiabank (New York, NY)
- Senior Analyst, Credit Risk - Corporates - US Risk Management **Requisition ID:** 237849 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- Intuit (Mountain View, CA)
- …market to power prosperity for our customers all over the world! We are seeking a Senior Regulatory Compliance Manager to support our money transmission and ... indicator reports, and present findings and recommendations to senior management, committees, and the board. + Represent the...Bachelor's Degree or equivalent experience, with 5-8+ years in regulatory compliance , legal, risk , or… more
- Aegon Asset Management (Cedar Rapids, IA)
- …or appropriate risk acceptance is documented and approved by FBA senior management. Ensure appropriate systems are updated, remediation action plans to address ... on-going monitoring, and exit). + Work closely with FBA senior managers and managers to ensure awareness and understanding...experience + Five years of experience in third party risk management, operational risk , or compliance… more
- Citigroup (New York, NY)
- …required. + Develop and manage key relationships with the NAM E-Trading Businesses, Technology, Risk and Compliance functions. + Has the ability to operate with ... E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. + Design, deliver, and...Structure + 10+ years relevant work experience in Business Risk & Controls, Compliance or Audit +… more
- TD Bank (Mount Laurel, NJ)
- …+ Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... **Job Description:** The Model Validation (MV) group in Enterprise Risk , Risk Management is responsible for the... Management and share knowledge with business partners and senior management. + Assume a leadership role in developing… more
- WSP USA (Boston, MA)
- …and implementation of project work associated with multimedia (air, water, and soil) risk assessments and environmental regulatory compliance in the ... **This Opportunity** WSP is seeking a ** Senior Human Health Risk Assessor** with...United States Environmental Protection Agency and many States' environmental regulatory programs. The ideal candidate would work closely with… more
- PPL Corporation (Louisville, KY)
- …Louisville, KY or Providence, RI locations.** LI-Hy #INDPPL PPL is seeking a Senior Cybersecurity Risk Analyst to join its Enterprise Cybersecurity Governance, ... Risk , and Compliance team. This role is responsible for leading the...regulatory changes, and assess their impact on enterprise risk . + Provide mentorship and guidance to junior analysts… more
- M&T Bank (Buffalo, NY)
- …recommendations to Senior Management as necessary. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory ... in support of the creation and maintenance of statistical models. Support Senior Analysts, Risk Modelers and Credit Risk Management in data analysis and… more